Securities Lawyers Blog

There are Recent Customer Complaints with Broker Aleksander Guriyelov in Firm J.P. Morgan Securities LLC

July 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Aleksander Guriyelov (Guriyelov), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Guriyelov recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $115,000.00 on March 16, 2020.

Client alleges suitability regarding mutual fund investment. Activity dates 02/21/2020-02/21/2020.

Broker Doris Cheek in Thrivent Investment Management INC. Firm Has Customer Complaint

July 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Doris Cheek (Cheek), currently associated with Thrivent Investment Management INC., has at least one disclosable event. These events include one customer complaint, alleging that Cheek recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $22,014.00 on March 13, 2020.

Client alleges financial advisor misrepresented the tax withholding on his IRA distributions.

There are Recent Customer Complaints with Broker Gregory Kearney in Firm Cetera Investment Services LLC

July 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gregory Kearney (Kearney), currently associated with Cetera Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Kearney recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 13, 2020.

Customer alleged that terms of two structured notes were misrepresented and sought rescission of investments, which have declined in value by over $5,000 since purchase in November 2019. activity date: 11/21/19.

There are Recent Customer Complaints with Broker James Bologna in Firm Allstate Financial Services, LLC

July 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Bologna (Bologna), currently associated with Allstate Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bologna recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 13, 2020.

Customers have alleged the 12/31/2019 UIT purchases in their IRA accounts were unauthorized by them and have requested to be made whole from any commissions.

Broker Edward Delaney in Edward Jones Firm Has Customer Complaint

July 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Delaney (Delaney), previously associated with Edward Jones, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Delaney recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 13, 2020.

The client alleges that the financial advisor did not liquidate his equities on January 29, 2020 as instructed.

Broker Ned Pascucci in 1st Discount Brokerage, INC. Firm Has Customer Complaint

July 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ned Pascucci (Pascucci), currently associated with 1st Discount Brokerage, INC., has at least one disclosable event. These events include one customer complaint, alleging that Pascucci recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 16, 2020.

Time Frame: June 13, 2019 to January 10, 2020 What were the allegations against the individual? The client alleges unauthorized trading.

Broker Eddy Gutierrez in Wells Fargo Advisors Financial Network, LLC Firm Has Customer Complaint

July 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eddy Gutierrez (Gutierrez), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gutierrez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $47,000.00 on March 12, 2020.

The customer alleges misrepresentations from June 2014 until September 2018.

There are Recent Customer Complaints with Broker James Loessberg in Firm Raymond James Financial Services, INC.

July 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Loessberg (Loessberg), previously associated with Raymond James Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Loessberg recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $28,000.00 on March 13, 2020.

The client alleges the advisor did not follow instructions to move investments to a fixed interest account. Alleged Activity Dates: 2/26/2020 – 3/13/2020.

Broker Terrence Volk in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

July 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Terrence Volk (Volk), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Volk recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 12, 2020.

Trustee verbally complained that the financial advisor did not sell positions as instructed. (3/5/2020-3/12/2020)

There are Recent Customer Complaints with Broker Manuel Diaz Collazo in Firm Insigneo Securities, LLC

July 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Manuel Diaz Collazo (Diaz Collazo), previously associated with Insigneo Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Diaz Collazo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 16, 2020.

Client’s allege unsuitability, over-concentration, breach of fiduciary duty, negligence, negligent supervision, failure to supervise, fraud, breach of contract, and violations of securities laws and rules (Puerto Rico bonds). Includes request for rescission, punitive damages, interest, costs and fees.