Allstate Financial Services Tag Archives

There are Recent Customer Complaints with Broker Mark Schwitz in Firm Allstate Financial Services, LLC

July 30, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Schwitz (Schwitz), currently associated with Allstate Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Schwitz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 06, 2020.

2004 – Client alleges that the representative replaced his first policy with a second policy and he does not think that he signed the application for life insurance or policy change.

There are Recent Customer Complaints with Broker James Bologna in Firm Allstate Financial Services, LLC

July 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Bologna (Bologna), currently associated with Allstate Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bologna recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 13, 2020.

Customers have alleged the 12/31/2019 UIT purchases in their IRA accounts were unauthorized by them and have requested to be made whole from any commissions.

Broker Mark Meehan in Allstate Financial Services, LLC Firm Has Customer Complaint

July 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Meehan (Meehan), currently associated with Allstate Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Meehan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 26, 2020.

Customer alleges that the recommendation to terminate his variable annuity to purchase a fixed indexed annuity was misrepresented and was a poor recommendation. Customer provided additional verbal allegations that information was added to account documents after he signed the documents.

Broker Charles Davis in Allstate Financial Services, LLC Firm Has Customer Complaint

July 6, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Charles Davis (Davis), previously associated with Allstate Financial Services, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Davis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 28, 2020.

Customer alleges she told the RR that she needed to remain in the money market for liquidity. The RR recommended the customer invest in a UIT and when she needed to withdraw funds, she had to liquidate the holdings and uncured a loss.

There are Recent Customer Complaints with Broker Alexis Intili in Firm Allstate Financial Services, LLC

April 30, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alexis Intili (Intili), currently associated with Allstate Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Intili recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $16,470.08 on June 22, 2020.

Customer alleges they were misled in believing that the annuity they purchased was risk adverse and was going to be earning a rate of return of 5.7%.

Broker Charles Davis in Allstate Financial Services, LLC Firm Has Customer Complaint

April 26, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Charles Davis (Davis), previously associated with Allstate Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Davis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 28, 2020.

Customer alleges she told the RR that she needed to remain in the money market for liquidity. The RR recommended the customer invest in a UIT and when she needed to withdraw funds, she had to liquidate the holdings and uncured a loss.

Broker Patrick Kinder in Allstate Financial Services, LLC Firm Has Customer Complaint

April 15, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Kinder (Kinder), previously associated with Allstate Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Kinder recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on January 21, 2021.

The complainant alleges beginning in or around 2001, his portfolio was churned when inappropriate transactions were made in an effort to maximize the rep’s commissions at his expense.

Broker Jason Poff in Allstate Financial Services, LLC Firm Has Customer Complaint

February 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Poff (Poff), previously associated with Allstate Financial Services, LLC, has at least 3 disclosable events. These events include one customer complaint, 2 regulatory events, alleging that Poff recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 05, 2021.

Customer alleged that investment of $20,000 in REIT in June 2014 was unsuitable. Complaint was settled to avoid the time and expense of further dispute. Activity Dates: 6/20/14 TO 4/5/21.

There are Recent Customer Complaints with Broker Matthew Augugliaro in Firm Allstate Financial Services, LLC

February 6, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Augugliaro (Augugliaro), currently associated with Allstate Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Augugliaro recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $195,050.05 on December 10, 2025.

This is a second complaint received 12/10/2025 originating from the same matter received 11/14/2025 in which the firm denied the first complaint on 12/5/2025. This second complaint from the customer requests a full rescission of her variable annuity with a return of the premium without surrender charges due to allegations of falsification of books and records and potential fraudulent misrepresentation or omission of financial suitability information.

Broker Steven Caparco in Allstate Financial Services, LLC Firm Has Customer Complaint

January 25, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Caparco (Caparco), currently associated with Allstate Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Caparco recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on September 10, 2021.

Representative informed the customers their would not be any tax consequence upon the liquidation and transfer of assets in their Individual and Joint brokerage accounts. Activity occurred in September 2021.