According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jesus Vega (Vega), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Vega recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $27,500.00 on December 13, 2023.
The policyowner alleges that she purchased a variable universal life insurance policy in December 2022 which is unsuitable since the RR incorrectly advised her that her monthly premiums would be tax deductible. The customer requested a full refund of all premiums paid and that her original term life insurance policy be restored.