According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shawn Clark (Clark), previously associated with Kalos Capital, INC., has at least one disclosable event. These events include one customer complaint, alleging that Clark recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on August 14, 2023.
Client alleges registered representative recommended an unsuitable investment.