Articles Tagged with Concorde Investment Services

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rikki Foster (Foster), currently associated with Concorde Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Foster recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on May 14, 2026.

Alleging breach of fiduciary duty, unsuitable investment recommendations, and misrepresentation of investments that were purchased in early 2021.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ehud Gersten (Gersten), previously associated with Concorde Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gersten recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $275,000.00 on April 20, 2026.

Violation of Regulation Best Interest Obligation, Violation of FINRA Rules 2010, 2111, and 3110, negligence, negligence misrepresentations and omissions of material risk, common law fraud and fraudulent inducement, breach of fiduciary duty, Violations of the Alabama Securities Act, gross negligence. Trades placed in 2021 and 2022

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ehud Gersten (Gersten), previously associated with Concorde Investment Services, LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Gersten recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 02, 2026.

Negligence, Breach of fiduciary duty

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Lowther (Lowther), currently associated with Concorde Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lowther recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on March 05, 2026.

Customer alleges the representative did not act in the best interest of the retail customer when recommending investment to the customer in June 2020.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Zupek (Zupek), currently associated with Concorde Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Zupek recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $145,715.00 on April 30, 2020.

Claim is alleging breach of contract, fraud, misrepresentation, breach of fiduciary duty and violation of FINRA rules.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Morrow (Morrow), currently associated with Concorde Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Morrow recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on May 27, 2020.

Statement of claim alleges that investments were high risk and not in line with their stated objectives and risk tolerance.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Maurice Mckinney (Mckinney), previously associated with Concorde Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mckinney recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on July 31, 2020.

Client alleges registered representative recommended unsuitable alternative investments. Client generally alleges unsuitability, misrepresentations, breach of fiduciary duty and negligence.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Lowther (Lowther), currently associated with Concorde Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lowther recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on January 30, 2026.

Customer alleges the representative did not act in the best interest of the retail customer when recommending investment to the customer in June 2020.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Fred Chasalow (Chasalow), previously associated with Concorde Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Chasalow recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on October 27, 2020.

Complaint is alleging misrepresentation and suitability relating to REIT investment made in 2012.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rikki Foster (Foster), currently associated with Concorde Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Foster recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on December 23, 2025.

Alleging unsuitability, lack of due diligence on product, breach of fiduciary duty, negligence, and failure to supervise.

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