Concorde Investment Services Tag Archives

There are Recent Customer Complaints with Broker Maurice Mckinney in Firm Concorde Investment Services, LLC

April 25, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Maurice Mckinney (Mckinney), previously associated with Concorde Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mckinney recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on July 31, 2020.

Client alleges registered representative recommended unsuitable alternative investments. Client generally alleges unsuitability, misrepresentations, breach of fiduciary duty and negligence.

Broker Jason Lowther in Concorde Investment Services, LLC Firm Has Customer Complaint

April 7, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Lowther (Lowther), currently associated with Concorde Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lowther recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on January 30, 2026.

Customer alleges the representative did not act in the best interest of the retail customer when recommending investment to the customer in June 2020.

There are Recent Customer Complaints with Broker Fred Chasalow in Firm Concorde Investment Services, LLC

March 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Fred Chasalow (Chasalow), previously associated with Concorde Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Chasalow recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on October 27, 2020.

Complaint is alleging misrepresentation and suitability relating to REIT investment made in 2012.

Broker Rikki Foster in Concorde Investment Services, LLC Firm Has Customer Complaint

March 4, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rikki Foster (Foster), currently associated with Concorde Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Foster recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on December 23, 2025.

Alleging unsuitability, lack of due diligence on product, breach of fiduciary duty, negligence, and failure to supervise.

Broker Barry Lemay in Concorde Investment Services, LLC Firm Has Customer Complaint

February 16, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Barry Lemay (Lemay), previously associated with Concorde Investment Services, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Lemay recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $350,000.00 on May 17, 2021.

Claim alleges negligence, breach of fiduciary duty, negligent supervision, breach of contract, and violation of Michigan Uniform Securities Act relating to a $350,000 investment made in January of 2018.

There are Recent Customer Complaints with Broker Jeffrey Kiesnoski in Firm Concorde Investment Services, LLC

February 12, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Kiesnoski (Kiesnoski), currently associated with Concorde Investment Services, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Kiesnoski recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $8,761.00 on June 23, 2021.

Claim alleges breach of contract, breach of duty of good faith and fair dealing, breach of fiduciary duty relating to an alleged hold recommendation given to the investor.

There are Recent Customer Complaints with Broker Josiah Lederman in Firm Concorde Investment Services, LLC

January 5, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Josiah Lederman (Lederman), currently associated with Concorde Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lederman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on November 04, 2025.

Client is alleging breach of fiduciary duty, failure to supervise, unsuitable recommendation & failure to perform proper due diligence regarding 2022 investments.

Broker Amit Urban in Concorde Investment Services, LLC Firm Has Customer Complaint

January 5, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Amit Urban (Urban), currently associated with Concorde Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Urban recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $475,000.00 on November 03, 2025.

Client is alleging failure to conduct proper due diligence, misrepresentation, omissions, and unsuitable recommendation related to January 2023 investment.

There are Recent Customer Complaints with Broker Ehud Gersten in Firm Concorde Investment Services, LLC

January 2, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ehud Gersten (Gersten), currently associated with Concorde Investment Services, LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Gersten recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on December 03, 2025.

Breach of Fiduciary Duty; Negligence and Regulation BI;

Broker Rikki Foster in Concorde Investment Services, LLC Firm Has Customer Complaint

October 30, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rikki Foster (Foster), currently associated with Concorde Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Foster recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $700,000.00 on September 17, 2025.

Claim is alleging breach of fiduciary duty, suitability, breach of written contract, and misrepresentation related to October 2022.