Articles Tagged with Edward Jones

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Starr (Starr), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Starr recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 04, 2020.

The client alleges she was not informed that FA was liquidating her annuity. Rather, she believes it was being moved into her EJ account to be managed.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Meminger (Meminger), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Meminger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 15, 2020.

The client alleges that the trades placed on February 24, 2020 were not authorized.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Delaney (Delaney), previously associated with Edward Jones, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Delaney recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 13, 2020.

The client alleges that the financial advisor did not liquidate his equities on January 29, 2020 as instructed.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Aly Mady (Mady), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Mady recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $6,000.00  on March 17, 2020.

Client alleges financial advisor misrepresented the 529 plan investment options.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paul Curran (Curran), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Curran recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $108,500.00  on March 18, 2020.

Plaintiff filed a claim against her daughter-in-law, son, and Edward Jones. Plaintiff alleges that Edward Jones mailed a check to her son and daughter-in-law’s residence at the direction of her son or daughter-in-law. Plaintiff alleges that she did not authorize the check nor intend this money to be paid to her son or daughter-in-law. Plaintiff alleges that Edward Jones mailed the check without her knowledge and consent breaching its contractual, regulatory and fiduciary duty.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Delsignore (Delsignore), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Delsignore recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $12,933.00  on March 18, 2020.

Client alleges his financial advisor failed to advise him that the client would have tax ramifications in distributing funds from his annuity into his individual account.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Blando (Blando), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Blando recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $50,000.00  on March 27, 2020.

Plaintiffs, as executor and personal representative of Estate, allege that beneficiaries were not designated according to the instructions of the decedent in October 2018. As a result, Plaintiffs did not receive distributions of approximately $50,000.00.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joshua Ureke (Ureke), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Ureke recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00  on March 31, 2020.

The client alleges the financial advisor failed to follow instruction and move his account to cash before the account transferred out of the firm.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Terry Cutrer (Cutrer), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Cutrer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,935.00  on April 01, 2020.

Client alleges financial advisor misrepresented the potential tax implications on the 2019 IRA distributions.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Hauser (Hauser), previously associated with Edward Jones, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Hauser recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,270.00  on April 06, 2020.

Client alleges the liquidation of her variable annuity in 2019 was not suitable.

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