Wells Fargo Clearing Services Tag Archives

There are Recent Customer Complaints with Broker Tim Ridley in Firm Wells Fargo Clearing Services, LLC

August 1, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tim Ridley (Ridley), previously associated with Wells Fargo Clearing Services, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Ridley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 06, 2020.

Client complained that Financial Advisor did not do enough due diligence for now defaulted bonds to determine that the bonds he recommended were for issuers of which he specifically does not invest. (6/14/2018-12/13/2018)

Broker Terrence Volk in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

July 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Terrence Volk (Volk), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Volk recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 12, 2020.

Trustee verbally complained that the financial advisor did not sell positions as instructed. (3/5/2020-3/12/2020)

Broker Ronald Reilly in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

July 26, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ronald Reilly (Reilly), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Reilly recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 18, 2020.

Clients complain that the financial Advisor confirmed their account had been liquidated when, in fact, it had not. (2/28/2020)

Broker Charles Lanzillotto in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

July 25, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Charles Lanzillotto (Lanzillotto), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lanzillotto recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 20, 2020.

Clients complained that the financial advisor did not move their assets to cash as instructed. (3/3/2020-3/13/2020)

Broker Corydon Wheat in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

July 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Corydon Wheat (Wheat), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Wheat recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 25, 2020.

Client verbally complained a portion of his trade instructions was not completed as he instructed. Remainder of instructions were completed in trade corrections resulting in correction losses. (3/11/2020)

Broker Mathew Tong in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

July 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mathew Tong (Tong), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Tong recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $43,770.00 on March 27, 2020.

Client alleges suitability regarding managed account investment. Activity dates 03/18/2020-03/18/2020.

Broker Jordan Samelson in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

July 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jordan Samelson (Samelson), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Samelson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 30, 2020.

Claimant alleges that on or about December 2019, unauthorized trades were placed.\<char_lb_r>\, \<char_lb_r>\, \<char_lb_r>\, \<char_lb_r>\, \<char_lb_r>\, \<char_lb_r>\, \<char_lb_r>\, 04/01/2020 \<char_lb_r>\, \<char_lb_r>\, DRP \<char_lb_r>\, \<char_lb_r>\, \<char_lb_r>\, \<char_lb_r>\, Jordan Samelson (CRD 2984356): Claimant alleges that on or about December 2019, unauthorized trades were placed.

Broker Larry Tarleton in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

July 22, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Larry Tarleton (Tarleton), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Tarleton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $22,749.00 on April 01, 2020.

Client complained that the financial advisor did not inform him of the trades he placed in the account. (3/23/2020)

There are Recent Customer Complaints with Broker Patricia Bebber in Firm Wells Fargo Clearing Services, LLC

July 21, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patricia Bebber (Bebber), currently associated with Wells Fargo Clearing Services, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Bebber recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 02, 2020.

Client verbally complained that the financial advisor failed to take appropriate action to prevent him from depleting his assets through speculative transactions and unsustainable withdrawals. (5/1/2016-4/2/2020)

Broker Bain Chadsey in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

July 7, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bain Chadsey (Chadsey), previously associated with Wells Fargo Clearing Services, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Chadsey recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on July 22, 2020.

Attorney for client alleged that the financial advisor transacted numerous trades in the account with no appreciable benefit to the client but generated commissions. (6/29/2002-7/19/2016)