Wells Fargo Clearing Services Tag Archives

There are Recent Customer Complaints with Broker Thomas Mayer in Firm Wells Fargo Clearing Services, LLC

June 18, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Mayer (Mayer), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mayer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 22, 2026.

Claimant alleges that beginning in June 2025, Claimant was scammed and the registered representative failed to protect the Claimant by not reporting the suspicious activity the Claimant reported.

There are Recent Customer Complaints with Broker Matthew Gross in Firm Wells Fargo Clearing Services, LLC

June 18, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Gross (Gross), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gross recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 22, 2026.

Claimant alleges that beginning in June 2025, Claimant was scammed and the registered representative failed to protect the Claimant by not reporting the suspicious activity the Claimant reported.

Broker Taulant Cela in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

June 16, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Taulant Cela (Cela), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Cela recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $163,360.00 on May 21, 2026.

Customer alleges unauthorized trading regarding a managed account investment. Activity dates June 2019 to January 2020.

Broker Jeffrey Buk in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

June 14, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Buk (Buk), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Buk recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 27, 2026.

Client claims Financial Advisor purchased securities without the client’s consent six years ago, resulting in market loss and Contingent Deferred Sales Charges (CDSC) when securities were sold. (3/3/2020 – 4/27/2026)

Broker Erwel Manlapid in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

June 13, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Erwel Manlapid (Manlapid), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Manlapid recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 06, 2026.

Customer alleges poor advice regarding line of credit, and lack of active management related to investment accounts.

There are Recent Customer Complaints with Broker Wesley Steed in Firm Wells Fargo Clearing Services, LLC

June 5, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Wesley Steed (Steed), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Steed recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on February 24, 2026.

Client verbally complained that the Financial Advisor did not follow instructions given for the purchase of securities. (10/1/2025 – 2/24/2026)

Broker Mahmoud Elawadi in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

June 2, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mahmoud Elawadi (Elawadi), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Elawadi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 08, 2026.

Claimant alleges that in an unspecified timeframe, the FA induced them into investing funds into a business owned by the FA.

There are Recent Customer Complaints with Broker Michael Landis in Firm Wells Fargo Clearing Services, LLC

May 21, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Landis (Landis), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Landis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 04, 2026.

Claimants allege that in 2025, the FA did not properly advise the Claimants regarding the objectives as they related to their financial goals.

There are Recent Customer Complaints with Broker Anthony Vitagliano in Firm Wells Fargo Clearing Services, LLC

May 18, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Vitagliano (Vitagliano), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Vitagliano recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 12, 2026.

Time Frame: August 15th, 2011 to February 12th,, 2026 What were the allegations against the individual: The client alleges that their financial advisor misrepresented their managed account fees and she was overcharged.

Broker Harrison Fisher in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

May 16, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Harrison Fisher (Fisher), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Fisher recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 17, 2026.

Client claims Financial Advisor reallocated positions without authorization, causing taxes on capital gains and losses on purchased securities. (10/08/2025 – 3/17/2026)