Wells Fargo Clearing Services Tag Archives

There are Recent Customer Complaints with Broker Robert Decker in Firm Wells Fargo Clearing Services, LLC

August 20, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Decker (Decker), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Decker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 24, 2026.

The client complained verbally that they were sold products that did not meet their expectations. (3/5/2026 – 4/24/2026)

There are Recent Customer Complaints with Broker Tabrenia Davidson in Firm Wells Fargo Clearing Services, LLC

August 18, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tabrenia Davidson (Davidson), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Davidson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on June 04, 2026.

Clients attorney complains that the Financial Advisor recommended investments that were not suitable, inconsistent with their investment objectives and were not made in the client\\u2019s best interest, and seeks to be made whole of any losses incurred upon dispositioning of the securities. (10/14/2025 – 6/4/2026)

Broker Mitchel Lopez in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

August 12, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mitchel Lopez (Lopez), previously associated with Wells Fargo Clearing Services, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Lopez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $84,219.00 on April 21, 2020.

Client alleged they were misinformed about product features

Broker David Logsdon in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

August 7, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Logsdon (Logsdon), currently associated with Wells Fargo Clearing Services, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Logsdon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 21, 2020.

Power of Attorney for client complained that the securities in the client’s account were not suitable. (9/8/2016-5/21/2020)

There are Recent Customer Complaints with Broker Christopher Beutel in Firm Wells Fargo Clearing Services, LLC

August 7, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Beutel (Beutel), currently associated with Wells Fargo Clearing Services, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Beutel recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 19, 2020.

Client verbally complained that the financial advisor previously told him the income rider would grow until the client began taking withdrawals, however, the financial advisor since advised it stopped growing on the recent 10-year benefit anniversary. (5/21/2009)

There are Recent Customer Complaints with Broker Tim Ridley in Firm Wells Fargo Clearing Services, LLC

August 1, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tim Ridley (Ridley), previously associated with Wells Fargo Clearing Services, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Ridley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 06, 2020.

Client complained that Financial Advisor did not do enough due diligence for now defaulted bonds to determine that the bonds he recommended were for issuers of which he specifically does not invest. (6/14/2018-12/13/2018)

Broker Terrence Volk in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

July 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Terrence Volk (Volk), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Volk recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 12, 2020.

Trustee verbally complained that the financial advisor did not sell positions as instructed. (3/5/2020-3/12/2020)

Broker Ronald Reilly in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

July 26, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ronald Reilly (Reilly), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Reilly recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 18, 2020.

Clients complain that the financial Advisor confirmed their account had been liquidated when, in fact, it had not. (2/28/2020)

Broker Charles Lanzillotto in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

July 25, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Charles Lanzillotto (Lanzillotto), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lanzillotto recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 20, 2020.

Clients complained that the financial advisor did not move their assets to cash as instructed. (3/3/2020-3/13/2020)

Broker Corydon Wheat in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

July 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Corydon Wheat (Wheat), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Wheat recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 25, 2020.

Client verbally complained a portion of his trade instructions was not completed as he instructed. Remainder of instructions were completed in trade corrections resulting in correction losses. (3/11/2020)