Articles Tagged with Wells Fargo Clearing Services

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Frederick Salus (Salus), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Salus recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on January 16, 2026.

Client complains that the financial advisor did not offer the option of self-directed, commission free account. (1/1/2019-1/16/2026)

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Taulant Cela (Cela), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Cela recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $163,360.00 on January 29, 2026.

Customer alleges unauthorized trading regarding a managed account investment. Activity dates June 2019 to January 2020.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Wiedemann (Wiedemann), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Wiedemann recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on January 27, 2026.

Claimant alleges that during an unspecified time period, the FA invested his assets in unsuitable investments.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Orley Pacheco (Pacheco), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Pacheco recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on February 02, 2026.

The client verbally complained that he didn\\u2019t fully understand the impact of the upfront sales charges in the recommended purchase of the mutual funds. (1/29/2026-2/2/2026)

The law offices of Gana Weinstein LLP are currently investigating claims that Broker T.j. Cheriaparampil (Cheriaparampil) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Cheriaparampil was employed by Wells Fargo Clearing Services, LLC at the time of the activity.  If you have been a victim of Cheriaparampil’s alleged misconduct our firm may be able to assist you in recovering funds.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $150,000.00 on February 04, 2026.

Timothy Cheriaparampil: U5 – Puerto Rico Bonds and SOAEX purchases – unsuitability, misrepresentation and omission and breach of fiduciary duty. George Amanatides: U4 – Energy 11 and Energy 12 purchases – unsuitability, misrepresentation and omission and breach of fiduciary duty. Allegation period: May 18, 2004 the date of the first purchase of Puerto Rico Bonds to January 12, 2026, the date the SOC was received. Product code: 09 – Mutual Funds (SOAEX) The allegation do not include misappropriation, forgery, theft or conversion of funds or securities.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chad Quenneville (Quenneville), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Quenneville recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $7,686.00 on February 05, 2026.

Plaintiff alleges that the financial advisor made unsuitable investments.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Weeks (Weeks), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Weeks recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $7,686.00 on February 05, 2026.

Plaintiff alleges that the financial advisor made unsuitable investments.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Vitagliano (Vitagliano), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Vitagliano recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on February 13, 2026.

Time Frame: August 15th, 2011 to February 12th,, 2026\, \, What were the allegations against the individual: The client alleges that their financial advisor misrepresented their managed account fees and she was overcharged.\,

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brent Maurer (Maurer), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Maurer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $7,106.00 on February 23, 2026.

Claimant alleges that cash deposits to her brokerage account were not invested in an investment allocation consistent with her profile

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Charles Fenner (Fenner), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Fenner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on September 04, 2020.

Claimant alleges breach of fiduciary duty, misrepresentation and non-disclosure, negligence and gross negligence, and violation of Louisiana Securities Laws.

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