Wells Fargo Clearing Services

Broker Mahmoud Elawadi in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

May 16, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mahmoud Elawadi (Elawadi), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Elawadi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 19, 2026.

Claimants allege that in 2025, their FA recommended an unsuitable investment in a private business

There are Recent Customer Complaints with Broker Anne Davidson in Firm Wells Fargo Clearing Services, LLC

May 16, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anne Davidson (Davidson), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Davidson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 18, 2026.

The client claims their Financial Advisor did not disclose that failure to meet the capital call requirements could put the client&#39;s invested principal at risk. The client demands a full return of their principal investment. (8/23/2024-11/14/2025)

There are Recent Customer Complaints with Broker Gianpaolo Bicego in Firm Wells Fargo Clearing Services, LLC

May 14, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gianpaolo Bicego (Bicego), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bicego recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 27, 2026.

Attorney representing client alleges Financial Advisor conducted unauthorized transactions into unsuitable and commission generating investments. (11/16/2023 – 3/27/2026)

There are Recent Customer Complaints with Broker Matthew Fetui in Firm Wells Fargo Clearing Services, LLC

May 13, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Fetui (Fetui), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Fetui recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 09, 2026.

Claimant alleges that in August 2024 the FA made unsuitable investments.

There are Recent Customer Complaints with Broker Scott Lauritzen in Firm Wells Fargo Clearing Services, LLC

May 13, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Lauritzen (Lauritzen), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lauritzen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 03, 2026.

Plaintiff alleges that the FA failed to follow instructions to transfer monies from a brokerage account.

Broker James Watson in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

May 9, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Watson (Watson), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Watson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $450,000.00 on April 28, 2020.

Claimant purchased FS Energy & Power Fund and FS Investment Corporation III in November 2015. Claimant filed a written complaint with Respondent on February 3, 2020 alleging the investments were unsuitable. The complaint subsequently resulted in the referenced Arbitration filed with allegations of Breach of Fiduciary Duty; Violations of FINRA Rules, Breach of Contract and Negligence; and, Negligent Supervision.

Broker Michael Hartman in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

May 8, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Hartman (Hartman), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hartman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 04, 2020.

Client complained that financial advisor failed to inform her that a ROTH IRA cannot be funded with income that has been received via the Foreign Earned Exchange Income tax credit, which resulted in a tax liability. (2/28/2013)

There are Recent Customer Complaints with Broker Camie Quigley in Firm Wells Fargo Clearing Services, LLC

May 8, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Camie Quigley (Quigley), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Quigley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 07, 2020.

Client complained that the financial advisor did not sell as initially instructed and that she subsequently converted the mutual fund position to cash without first discussing with the client. (11/27/2019-12/2/2019)

There are Recent Customer Complaints with Broker David Logsdon in Firm Wells Fargo Clearing Services, LLC

May 5, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Logsdon (Logsdon), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Logsdon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 21, 2020.

Power of Attorney for client complained that the securities in the client’s account were not suitable. (9/8/2016-5/21/2020)

Broker Christopher Beutel in Wells Fargo Clearing Services, LLC Firm Has Customer Complaint

May 5, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Beutel (Beutel), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Beutel recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 19, 2020.

Client verbally complained that the financial advisor previously told him the income rider would grow until the client began taking withdrawals, however, the financial advisor since advised it stopped growing on the recent 10-year benefit anniversary. (5/21/2009)