Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Delaney (Delaney), previously associated with Edward Jones, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Delaney recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on March 13, 2020.
The client alleges that the financial advisor did not liquidate his equities on January 29, 2020 as instructed.