Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Loessberg (Loessberg), previously associated with Raymond James Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Loessberg recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $28,000.00 on March 13, 2020.
The client alleges the advisor did not follow instructions to move investments to a fixed interest account. Alleged Activity Dates: 2/26/2020 – 3/13/2020.