Wells Fargo Advisors Financial Network Tag Archives

Broker Roberta Hunter in Wells Fargo Advisors Financial Network, LLC Firm Has Customer Complaint

August 19, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Roberta Hunter (Hunter), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hunter recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 20, 2026.

Client/Trustee complained that they were not advised about tax liability on capital gains realized when the Financial Advisor repositioned their discretionary account. Client seeks reduction in advisory fee to compensate for taxes paid on gains. (1/22/2025 – 5/20/2026)

Broker John Arensdorf in Wells Fargo Advisors Financial Network, LLC Firm Has Customer Complaint

August 12, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Arensdorf (Arensdorf), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Arensdorf recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 21, 2020.

Client complained that the financial advisor did not sell as instructed. (4/16/2020-4/21/2020)

Broker Jeffrey Burton in Wells Fargo Advisors Financial Network, LLC Firm Has Customer Complaint

August 7, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Burton (Burton), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Burton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 24, 2020.

Client complained that the financial advisor did not place trades as instructed, resulting in lost opportunity to take advantage of the subsequent market downturn. (2/19/2020-4/6/2020)

Broker Eddy Gutierrez in Wells Fargo Advisors Financial Network, LLC Firm Has Customer Complaint

July 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eddy Gutierrez (Gutierrez), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gutierrez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $47,000.00 on March 12, 2020.

The customer alleges misrepresentations from June 2014 until September 2018.

There are Recent Customer Complaints with Broker Robert Lattig in Firm Wells Fargo Advisors Financial Network, LLC

July 26, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Lattig (Lattig), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lattig recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 19, 2020.

The customer alleges unsuitable investment recommendations.

There are Recent Customer Complaints with Broker Kenneth Wise in Firm Wells Fargo Advisors Financial Network, LLC

July 5, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenneth Wise (Wise), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least 4 disclosable events. These events include 4 customer complaints, alleging that Wise recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on August 04, 2020.

Time frame: Starting Spring of 2014 Claimant’s counsel alleges financial advisor provided unsuitable investment recommendations and failed to pay down Claimant’s line of credit as directed

There are Recent Customer Complaints with Broker Linda Olson in Firm Wells Fargo Advisors Financial Network, LLC

July 3, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Linda Olson (Olson), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Olson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 18, 2020.

An authorized party on the client’s account alleges the financial advisor failed to follow instructions to change the asset allocation in the client’s variable annuity.

Broker Solomon Tobal in Wells Fargo Advisors Financial Network, LLC Firm Has Customer Complaint

June 8, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Solomon Tobal (Tobal), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Tobal recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,926.65 on October 15, 2025.

Client alleges misrepresentation with respect to commissions charged on individual trades and opening of managed account

There are Recent Customer Complaints with Broker Raymond Chera in Firm Wells Fargo Advisors Financial Network, LLC

June 2, 2026 | by Staff Attorney

The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that Broker Raymond Chera (Chera), currently employed by Wells Fargo Advisors Financial Network, LLC has been subject to at least one disclosable event. These events include one customer complaint. According to records kept by The Financial Industry Regulatory Authority (FINRA), Chera’s most recent customer complaint alleges that Chera recommended unsuitable investments in structured products and makes allegations concerning misconduct relating to the handling of the customer’s accounts.

FINRA BrokerCheck shows a pending customer complaint on April 10, 2026.

Claimant, by her attorney, alleges that an unnamed structured note investment recommended to Claimant was not in keeping with her investment objectives/risk tolerance, and that full disclosure regarding the investment was not made to her.

Broker Neil Butler in Wells Fargo Advisors Financial Network, LLC Firm Has Customer Complaint

June 1, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Neil Butler (Butler), currently associated with Wells Fargo Advisors Financial Network, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Butler recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $31,250.00 on April 13, 2026.

The client complains that the financial advisor made unsuitable recommendations regarding the fee structure of the share classes sold. (1/25/2018-1/14/2026)