Articles Tagged with J.p. Morgan Securities LLC

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Turley (Turley), previously associated with J.P. Morgan Securities LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Turley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000,000.00 on January 03, 2024.

Claimant alleges exercise of discretion and unsuitable trading. Activity dates 2011 – 2019.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lori Farley (Farley), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Farley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,000.00 on January 24, 2024.

Plaintiff alleges the registered representative solicited her investment in crypto currency options through a third party, resulting in loss of principal, and misrepresented material facts related to the transaction.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Arif Ahmed (Ahmed), currently associated with J.P. Morgan Securities LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Ahmed recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $38,000,000.00 on February 06, 2024.

Client alleges losses from investment recommendation. Activity dates 5/26/22 – 9/29/23.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Benjamin Labadie (Labadie), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Labadie recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $11,000.00 on April 22, 2025.

Customer alleges poor recommendation regarding managed account. Activity dates 11/20/24 – 11/20/24.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Lacy (Lacy), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lacy recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $13,609.39 on April 01, 2024.

Customer alleges misrepresentation regarding managed account. Activity dates 5.9.22 – 5.9.22.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Aaron Murray (Murray), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Murray recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $7,741.00 on April 09, 2024.

Customer alleges poor advice. Activity dates 8.31.23 – 8.31.23.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Raphael Correa (Correa), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Correa recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $103,700,000.00 on April 30, 2024.

Client alleges unsuitable investment strategy recommendation. Activity dates July 2021 – March 2024.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eoghan Shields (Shields), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Shields recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $103,700,000.00 on April 30, 2024.

Client alleges unsuitable investment strategy recommendation. Activity dates July 2021 – March 2024.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Hamid Derbani (Derbani), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Derbani recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $103,700,000.00 on April 30, 2024.

Client alleges unsuitable investment strategy recommendation. Activity dates July 2021 – March 2024.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Hawkins (Hawkins), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hawkins recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $103,700,000.00 on April 30, 2024.

Client alleges unsuitable investment strategy recommendation. Activity dates July 2021- March 2024.

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New York, NY 10017
Toll Free: 800-810-4262
3706 N Greenview Ave
#100
Chicago, IL 60613
28 Valley Rd
#1
Montclair, NJ 07042
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