J.p. Morgan Securities LLC

There are Recent Customer Complaints with Broker Lori Farley in Firm J.P. Morgan Securities LLC

August 21, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lori Farley (Farley), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Farley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,500,000.00 on January 02, 2026.

Claimant\\u2019s counsel alleges that the financial advisor made unsuitable recommendations regarding the use of margin and facilitated the Claimant\\u2019s participation in cryptocurrency investments.

There are Recent Customer Complaints with Broker Alberto Leyba in Firm J.P. Morgan Securities LLC

August 19, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alberto Leyba (Leyba), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Leyba recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $59,621.22 on May 27, 2026.

Customer alleges unsuitable recommendation and misrepresentation regarding a variable annuity. Activity dates 1/13/25\\u20131/28/25.\,

There are Recent Customer Complaints with Broker Mohammad Ali in Firm J.P. Morgan Securities LLC

August 18, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mohammad Ali (Ali), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ali recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $229,650.00 on June 05, 2026.

Claimant alleges unauthorized trading regarding equity investment. Activity dates 10/28/25 \\u2013 5/14/26.

There are Recent Customer Complaints with Broker Dan Csuma in Firm J.P. Morgan Securities LLC

July 30, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dan Csuma (Csuma), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Csuma recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $28,369.00 on March 09, 2020.

Client alleges unauthorized trading regarding managed account investment. Activity dates 02/26/2020-02/26/2020.

Broker Cynthia Hwang in J.P. Morgan Securities LLC Firm Has Customer Complaint

July 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cynthia Hwang (Hwang), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hwang recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $17,378.00 on March 16, 2020.

Client alleges suitability regarding mutual fund investment. Activity dates 03/06/2020-03/06/2020.

There are Recent Customer Complaints with Broker Aleksander Guriyelov in Firm J.P. Morgan Securities LLC

July 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Aleksander Guriyelov (Guriyelov), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Guriyelov recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $115,000.00 on March 16, 2020.

Client alleges suitability regarding mutual fund investment. Activity dates 02/21/2020-02/21/2020.

Broker Spencer Gliddon in J.P. Morgan Securities LLC Firm Has Customer Complaint

July 27, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Spencer Gliddon (Gliddon), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gliddon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $17,378.00 on March 16, 2020.

Client alleges suitability regarding mutual fund investment. Activity dates 03/06/2020-03/06/2020.

There are Recent Customer Complaints with Broker Todd Morgan in Firm J.P. Morgan Securities LLC

July 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Todd Morgan (Morgan), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Morgan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $9,563.00 on March 25, 2020.

Client alleges misrepresentation and suitability regarding mutual fund investment. Activity dates 12/02/2019-01/13/2020.

Broker Nancy Cheney in J.P. Morgan Securities LLC Firm Has Customer Complaint

July 22, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nancy Cheney (Cheney), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Cheney recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $61,211.00 on March 31, 2020.

Client alleges unauthorized trading regarding mutual fund investment. Activity dates 03/23/2020-03/23/2020.

There are Recent Customer Complaints with Broker Raymond Walsh in Firm J.P. Morgan Securities LLC

July 22, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Raymond Walsh (Walsh), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Walsh recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $17,001.00 on April 01, 2020.

Client alleges unauthorized trading regarding mutual fund investments. Activity dates 03/23/2020-03/23/2020.