Articles Tagged with J.p. Morgan Securities LLC

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Turley (Turley), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Turley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 23, 2026.

Claimant alleges exercise of discretion  and unsuitable trading. Activity dates July 2015 –  September 2021.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Elizabeth Rahn (Rahn), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Rahn recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $15,863.00 on April 25, 2020.

Client alleges misrepresentation and suitability regarding managed account investment. Activity dates  04/17/2020-04/21/2020.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Lee (Lee), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lee recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $12,722.00 on May 13, 2020.

Client alleges misrepresentation regarding mutual fund investment. Activity dates 11/04/2019-11/04/2020.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Karn (Karn), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Karn recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $41,761.00 on August 11, 2020.

Client alleges suitability regarding mutual fund investment. Activity dates 02/19/2020-02/19/2020.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Charles Hann (Hann), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hann recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 12, 2021.

Client alleges his stock  transfer was initiated on the wrong day which caused him to lose his pending dividend payment. The activity occurred between November 17, 2020 and December 3, 2020.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Frank Tenteromano (Tenteromano), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Tenteromano recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $268,354.69 on July 24, 2025.

Customer alleges unsuitable investment recommendation. Activity dates December 2021 to July 2023.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Brucato (Brucato), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Brucato recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on February 17, 2026.

Customer alleges unsuitable investment recommendations and misrepresentation regarding managed account investment. Activity dates  March 2023 – April 2024.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Gorand (Gorand), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gorand recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on February 17, 2026.

Client alleges unsuitable investment recommendations. Activity dates November 2018 – November 2019.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nicholas Nanas (Nanas), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Nanas recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on February 23, 2026.

Client alleges misrepresentation and omission of material facts.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Foote (Foote), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Foote recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $11,300,000.00 on September 08, 2020.

Claimants alleges exercise of discretion and unsuitable investments. Activity dates August 2016 – July 2020.

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