Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ralitsa Delgado (Delgado), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Delgado recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on May 14, 2026.
Customer alleges transfer and liquidation of an ETF resulted in a tax liability that was not in their best interest. Activity dates 3/12/25 – 3/20/25.