Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alfredo Banuelos (Banuelos), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Banuelos recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $96,914.37 on March 06, 2026.
Claimant claims unauthorized trading regarding managed account investment. Activity dates December 2020 – June 2025.