Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ned Pascucci (Pascucci), currently associated with 1st Discount Brokerage, INC., has at least one disclosable event. These events include one customer complaint, alleging that Pascucci recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on March 16, 2020.
Time Frame: June 13, 2019 to January 10, 2020 What were the allegations against the individual? The client alleges unauthorized trading.