Articles Tagged with THRIVENT INVESTMENT MANAGEMENT INC.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Doris Cheek (Cheek), currently associated with Thrivent Investment Management INC., has at least one disclosable event. These events include one customer complaint, alleging that Cheek recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $22,014.00  on March 13, 2020.

Client alleges financial advisor misrepresented the tax withholding on his IRA distributions.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jonathan Hendrickson (Hendrickson), previously associated with Thrivent Investment Management INC., has at least one disclosable event. These events include one customer complaint, alleging that Hendrickson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $26,000.00  on March 17, 2020.

Customer alleged representative failed to follow instructions in February 2020 to redeem sub-accounts in variable annuity timely, which resulted in market losses.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Erik Teig (Teig), currently associated with Thrivent Investment Management INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Teig recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $52,000.00  on April 03, 2020.

Customer alleged VUL purchased in August 2018 was not issued as requested.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Elvira Makarevich (Makarevich), previously associated with Thrivent Investment Management INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Makarevich recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $6,003.00  on July 22, 2020.

Customer alleged Variable Universal Life insurance contract purchased in April 2019 was unaffordable and should never have been issued to her.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Glenn Deal (Deal), currently associated with Thrivent Investment Management INC., has at least one disclosable event. These events include one customer complaint, alleging that Deal recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $8,538.80  on May 12, 2026.

Client alleged unauthorized Qualified Charitable Distributions occurred due to handwriting of corrected dollar amount and initials on corrected form not matching that of the owner. RR admitted that he placed the dollar amount and client initials on the corrected form.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Erik Teig (Teig), currently associated with Thrivent Investment Management INC., has at least one disclosable event. These events include one customer complaint, alleging that Teig recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $52,000.00  on April 03, 2020.

Customer alleged VUL purchased in August 2018 was not issued as requested.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Neil Zeller (Zeller), currently associated with Thrivent Investment Management INC., has at least one disclosable event. These events include one customer complaint, alleging that Zeller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,473.00 on December 23, 2020.

Client alleged the recommendation to exchange mutual funds in March 2020 was not in her best interest.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mark Peterson (Peterson), currently associated with Thrivent Investment Management INC., has at least one disclosable event. These events include one customer complaint, alleging that Peterson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $300,000.00 on April 25, 2020.

Customers (husband and wife) allege RR Peterson failed to consider certain government offsets when preparing their financial plan in 2014. Such alleged failure purportedly caused losses to the customers’ net worth. Customers allege in doing so, RR Peterson allegedly breached certain fiduciary duties, and contractual and regulatory obligations. RR Peterson intends to vigorously contend the allegations.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Elvira Makarevich (Makarevich), previously associated with Thrivent Investment Management INC., has at least one disclosable event. These events include one customer complaint, alleging that Makarevich recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $6,003.00 on July 22, 2020.

Customer alleged Variable Universal Life insurance contract purchased in April 2019 was unaffordable and should never have been issued to her.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Miller (Miller), currently associated with Thrivent Investment Management INC., has at least one disclosable event. These events include one customer complaint, alleging that Miller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $70,000.00 on December 16, 2020.

Client alleged the variable annuity purchased in June 2018 was not a suitable investment and was misrepresented to him.

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Contact Information
295 Madison Ave #705
New York, NY 10017
Toll Free: 800-810-4262
3706 N Greenview Ave
#100
Chicago, IL 60613
28 Valley Rd
#1
Montclair, NJ 07042
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