Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Erik Teig (Teig), currently associated with Thrivent Investment Management INC., has at least one disclosable event. These events include one customer complaint, alleging that Teig recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $52,000.00 on April 03, 2020.
Customer alleged VUL purchased in August 2018 was not issued as requested.