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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Morando Jr (Morando Jr), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Morando Jr recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $125,000.00 on April 10, 2026.

The customer alleges that in or around 2016, the Registered Representative recommended high-risk, speculative and illiquid investments.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jordan Grangard (Grangard), currently associated with RBC Capital Markets, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Grangard recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 08, 2026.

Time Frame: March 14th, 2025 –  to March 17th, 2025\, \, What were the allegations against the individual? The client alleges that the trades in his account were executed contrary to the explicit written instructions set forth in his 10b5-1 plan.\,

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The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that Broker Raymond Chera (Chera), currently employed by Wells Fargo Advisors Financial Network, LLC has been subject to at least one disclosable event. These events include one customer complaint. According to records kept by The Financial Industry Regulatory Authority (FINRA), Chera’s most recent customer complaint alleges that Chera recommended unsuitable investments in structured products and makes allegations concerning misconduct relating to the handling of the customer’s accounts.

FINRA BrokerCheck shows a pending customer complaint on April 10, 2026.

Claimant, by her attorney, alleges that an unnamed structured note investment recommended to Claimant was not in keeping with her investment objectives/risk tolerance, and that full disclosure regarding the investment was not made to her.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joshua Chapin (Chapin), currently associated with Emerson Equity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Chapin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on April 10, 2026.

Negligence, Breach of fiduciary duty,

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Whiting (Whiting), currently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. These events include one customer complaint, alleging that Whiting recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on April 10, 2026.

Client alleges misrepresentation, suitability, and unauthorized trading.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Mahmoud Elawadi (Elawadi), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Elawadi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 08, 2026.

Claimant alleges that in an unspecified timeframe, the FA induced them into investing funds into a business owned by the FA.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Whiting (Whiting), currently associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has at least one disclosable event. These events include one customer complaint, alleging that Whiting recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on April 10, 2026.

Client alleges misrepresentation, suitability, and unauthorized trading.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Benjamin Carmona (Carmona), currently associated with Realta Equities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Carmona recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on April 07, 2026.

Breach of written contract, breach of fiduciary duty, negligence and gross negligence, misrepresentations and omissions, violation of FINRA rules, violation of Texas Securities Act and federal securities laws, and violation of Best Interest Obligations.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Barber (Barber), currently associated with Cambridge Investment Research, INC., has at least one disclosable event. These events include one customer complaint, alleging that Barber recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on April 10, 2026.

Customer alleges that a February 2026 recommendation to exchange a variable annuity to a fixed index annuity was unsuitable.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Mayer (Mayer), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Mayer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $10,000.00 on April 08, 2026.

Client alleges Chevron and Exxon were sold without their knowledge or permission.

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