Centaurus Financial

Broker Ryan Yee in Centaurus Financial, INC. Firm Has Customer Complaint

August 19, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Yee (Yee), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Yee recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $41,643.00 on May 19, 2026.

The customers allege that on or about August 18, 2017, the Registered Representative made an unsuitable investment recommendation, and alleged the Registered Representative failed to disclose the magnitude of loss in December of 2025.

Broker Royce Running in Centaurus Financial, INC. Firm Has Customer Complaint

August 5, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Royce Running (Running), currently associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Running recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 05, 2020.

During the period November 2013 through May 2020, the customer alleges that the Registered Representative recommended unsuitable and illiquid investments.

There are Recent Customer Complaints with Broker William Burks in Firm Centaurus Financial, INC.

June 18, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Burks (Burks), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Burks recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on April 20, 2026.

The customer alleges that in 2016 through 2019, the Registered Representative recommended unsuitable, high-risk, illiquid investments.

Broker Brett Ewing in Centaurus Financial, INC. Firm Has Customer Complaint

June 17, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brett Ewing (Ewing), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Ewing recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $30,000.00 on May 05, 2026.

The customer alleges that the Registered Representative recommended unsuitable, high-risk, illiquid investments. No specific dates for the alleged activity were identified in the Statement of Claim.

Broker Kelley Slaught in Centaurus Financial, INC. Firm Has Customer Complaint

June 14, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kelley Slaught (Slaught), currently associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Slaught recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $427,000.00 on April 24, 2026.

The customer alleges that on or about 2018, the Registered Representative recommended unsuitable, high-risk, illiquid investments.

Broker William Rowett in Centaurus Financial, INC. Firm Has Customer Complaint

June 5, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Rowett (Rowett), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Rowett recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on February 24, 2026.

The customer alleges that during the period August 2019 through September 2022, the Registered Representative’s investment recommendations, and/or strategy, and/or transactions violated FINRA rules 2010, 2020, 2090, and 2011.

There are Recent Customer Complaints with Broker Michael Morando Jr in Firm Centaurus Financial, INC.

June 2, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Morando Jr (Morando Jr), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Morando Jr recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $125,000.00 on April 10, 2026.

The customer alleges that in or around 2016, the Registered Representative recommended high-risk, speculative and illiquid investments.

There are Recent Customer Complaints with Broker Timothy Tremblay in Firm Centaurus Financial, INC.

June 1, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Tremblay (Tremblay), currently associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Tremblay recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $105,000.00 on April 17, 2026.

The customer alleges that in August of 2020, the Registered Representative recommended an unsuitable, high-risk, and illiquid investment.

Broker William Burks in Centaurus Financial, INC. Firm Has Customer Complaint

May 21, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Burks (Burks), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Burks recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on March 02, 2026.

The customer alleges that in or about 2019, the Registered Representative recommended unsuitable, illiquid and high-risk investments.

There are Recent Customer Complaints with Broker David White in Firm Centaurus Financial, INC.

May 18, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David White (White), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that White recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $75,000.00 on March 11, 2026.

The customer alleges that in June of 2014 and in February of 2020, the Registered Representative recommended and misrepresented unsuitable investments.