Centaurus Financial

There are Recent Customer Complaints with Broker Royce Running in Firm Centaurus Financial, INC.

May 3, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Royce Running (Running), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Running recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 05, 2020.

During the period November 2013 through May 2020, the customer alleges that the Registered Representative recommended unsuitable and illiquid investments.

There are Recent Customer Complaints with Broker James Nelson in Firm Centaurus Financial, INC.

April 20, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Nelson (Nelson), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Nelson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on December 07, 2020.

Erroneous disclosure of commissions and fees amount in 2014 & 2015.

There are Recent Customer Complaints with Broker William Burks in Firm Centaurus Financial, INC.

April 12, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Burks (Burks), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Burks recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on January 07, 2026.

The customer alleges that in June of 2018 through 2023, the Registered Representative recommended and misrepresented unsuitable, illiquid, high-risk investments.

There are Recent Customer Complaints with Broker Galen Kopman in Firm Centaurus Financial, INC.

March 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Galen Kopman (Kopman), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kopman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on October 30, 2020.

During the period 2014 through September 2016, the customer alleges that the Registered Representative invested his accounts in unsuitable, high-risk and illiquid investments.

Broker Marcious Dickerson in Centaurus Financial, INC. Firm Has Customer Complaint

March 10, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marcious Dickerson (Dickerson), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Dickerson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on February 02, 2021.

During the period March 23, 2020 through June 26, 2020, the customer alleges that the Registered Representative initiated several unauthorized trades.

There are Recent Customer Complaints with Broker Marco Azizi in Firm Centaurus Financial, INC.

March 4, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marco Azizi (Azizi), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Azizi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $65,000.00 on December 30, 2025.

The customers allege that on November 01, 2020, the Registered Representative recommended an unsuitable, high-risk, illiquid investment.

There are Recent Customer Complaints with Broker Wilmer Cordoba in Firm Centaurus Financial, INC.

March 2, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Wilmer Cordoba (Cordoba), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Cordoba recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $74,340.00 on February 18, 2021.

Claimante alleges, inter alia, misrepresentation with repect to selling options in June, 2020.

Broker Daniel Chancellor in Centaurus Financial, INC. Firm Has Customer Complaint

February 21, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Chancellor (Chancellor), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Chancellor recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00 on April 20, 2021.

Claimant alleges unsuitability of alternative investment which caused financial harm. The allegations include breach of fiduciary duty, violations of rules, and negligence.

Broker Gary Goldberg in Centaurus Financial, INC. Firm Has Customer Complaint

February 18, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gary Goldberg (Goldberg), currently associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Goldberg recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on May 06, 2021.

During the period 2012 through April 2021, the customers allege that the Registered Representative recommended unsuitable, high-risk, illiquid investments.

There are Recent Customer Complaints with Broker Harold Martek in Firm Centaurus Financial, INC.

February 11, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Harold Martek (Martek), previously associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Martek recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $150,000.00 on June 30, 2021.

The customers allege that the Registered Representative over concentrated the customer’s account(s) in unsuitable and illiquid investments. No dates are provided within the Statement of Claim.