Articles Tagged with Centaurus Financial

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Harold Martek (Martek), previously associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Martek recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $150,000.00 on June 30, 2021.

The customers allege that the Registered Representative over concentrated the customer’s account(s) in unsuitable and illiquid investments. No dates are provided within the Statement of Claim.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bryon Martinsen (Martinsen), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Martinsen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $150,000.00 on November 10, 2025.

The customer alleges that in November 2017 and in December 2019, the Registered Representative recommended and misrepresented unsuitable, high-risk investments.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Burks (Burks), currently associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Burks recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $80,000.00 on November 24, 2025.

The customer alleges that the Registered Representative recommended a speculative, illiquid investment. No specific dates for the alleged activity were identified in the Statement of Claim.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenneth Mccabe (Mccabe), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mccabe recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on December 22, 2025.

The customer alleges that on July 12, 2021, the Registered Representative recommended an unsuitable, high-risk, illiquid investment.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Young Kim (Kim), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kim recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $400,000.00 on July 23, 2021.

DURING THE PERIOD 2015 TO PRESENT, CUSTOMERS ALLEGE THAT THE REGISTERED REPRESENTATIVE RECOMMENDED UNSUITABLE AND ILLIQUID INVESTMENTS.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Gordon (Gordon), currently associated with Centaurus Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Gordon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $25,000.00 on October 28, 2024.

The customer alleges that the Registered Representative recommended an unsuitable Oil and Gas Investment. No specific dates for the alleged activity were identified in the Statement of Claim.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Hinck (Hinck), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hinck recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $80,000.00 on April 25, 2022.

During the period February 2008 through September 2014, the customer alleges that the Registered Representative recommended illiquid, unsuitable investments and breached his fiduciary duty.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Speas (Speas), previously associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Speas recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 04, 2022.

The customer alleges that the Registered Representative recommended high-risk, high-commission/cost, unsuitable investments. No dates were provided in the Statement of Claim.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Clovis Morrison (Morrison), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Morrison recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on September 26, 2025.

The customer alleges that, the Registered Representative recommended and misrepresented illiquid Alternative investments. No specific dates for the alleged activity were identified in the Statement of Claim.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Tremblay (Tremblay), currently associated with Centaurus Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Tremblay recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on September 23, 2025.

The customers allege that the Registered Representative recommended unsuitable, high-risk, speculative, illiquid investments. No specific dates for the alleged activity were identified in the Statement of Claim.

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