Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jordan Grangard (Grangard), currently associated with RBC Capital Markets, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Grangard recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on April 08, 2026.
Time Frame: March 14th, 2025 – to March 17th, 2025\, \, What were the allegations against the individual? The client alleges that the trades in his account were executed contrary to the explicit written instructions set forth in his 10b5-1 plan.\,