Securities Lawyers Blog
We represent clients of financial advisors and brokerage firms in investment disputes against their firms, such as Outset Global Trading Limited. Our services cover a wide spectrum of broker misconduct, including unsuitable investments, failure to supervise, and losses in various investment products. Our firm can analyze your brokerage accounts, determine the extent of your investment losses, and understand the issues and remedies available.
Outset Global Trading is the United States broker-dealer of Outset Global, a buy-side outsourced trading desk that handles execution, commission sharing arrangements and information flow for investment managers, and can also provide cover for existing in-house trading desks. Registered with FINRA since 2016 and based in New York, the firm works alongside its affiliates Outset Global LLP in London and Outset Global (Hong Kong) Limited to serve a global investment management client base.
Outset Global Trading Limited – By the Numbers:
- CRD #: 281065
- Regulatory Events: 1
- Broker Employees: 21
Outset Global Trading Limited – In the News:
FINRA v. Outset Global Trading Limited (Case #2024080217601) – From January 2022 to December 2025, Outset served as an outsourced trading desk by executing equities and options transactions for its institutional customers, including transactions in thinly traded low-priced securities. During this time, the firm’s anti money laundering (AML) program was not reasonably designed to detect and report suspicious transactions given this business. As a result, the firm failed to detect and investigate potentially suspicious activity, including instances of potentially manipulative trading. Therefore, Outset violated FINRA Rules 3310 and 2010 and is censured and fined $130,000.
Gana Weinstein LLP has successfully handled hundreds of customer investment disputes with their brokerage firms. Our attorneys can help you detect and uncover suspicious activity in your accounts. Our consultations are free and we welcome all inquiries.