RBC Capital Markets

Broker Paul Meyer in RBC Capital Markets, LLC Firm Has Customer Complaint

June 3, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paul Meyer (Meyer), previously associated with RBC Capital Markets, LLC, has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Meyer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on April 06, 2026.

The client alleges his account was placed into a call and put strategy without his knowledge or authorization.

There are Recent Customer Complaints with Broker Derek Bohm in Firm RBC Capital Markets, LLC

June 2, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Derek Bohm (Bohm), currently associated with RBC Capital Markets, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bohm recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $90,460.83 on April 09, 2026.

Claimant alleges the advisor's acceptance of verbal authorization from the joint account holder to transfer funds to the joint account holder's individual account, constitutes an unauthorized transfer.

Broker Jordan Grangard in RBC Capital Markets, LLC Firm Has Customer Complaint

June 2, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jordan Grangard (Grangard), currently associated with RBC Capital Markets, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Grangard recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 08, 2026.

Time Frame: March 14th, 2025 – to March 17th, 2025\, \, What were the allegations against the individual? The client alleges that the trades in his account were executed contrary to the explicit written instructions set forth in his 10b5-1 plan.\,

Broker Graham Okelly in RBC Capital Markets, LLC Firm Has Customer Complaint

May 29, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Graham Okelly (Okelly), currently associated with RBC Capital Markets, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Okelly recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on September 22, 2020.

Claimant contends that his financial advisor engaged in unauthorized trading in his discretionary account when he liquidated the account.

There are Recent Customer Complaints with Broker Christopher Monahan in Firm RBC Capital Markets, LLC

May 3, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Monahan (Monahan), previously associated with RBC Capital Markets, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Monahan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,000,000.00 on June 04, 2020.

Claimants maintained investments with the Financial Advisor. The Financial Advisor understood that the claimants did not want to take unnecessary risks with their savings. RBC recommended high risk, concentrated investments in Puerto Rico bonds. Mr. Monahan described the investments as safe income producing vehicles. As a result, the claimants suffered principal losses.

There are Recent Customer Complaints with Broker John Kuehl in Firm RBC Capital Markets, LLC

April 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Kuehl (Kuehl), previously associated with RBC Capital Markets, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Kuehl recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on August 13, 2020.

Claimant alleges that in 2013 and 2016 his financial advisor switched his accounts from fee-based to commission without his approval.

Broker Theresa Allen in RBC Capital Markets, LLC Firm Has Customer Complaint

April 11, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Theresa Allen (Allen), currently associated with RBC Capital Markets, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Allen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $130,069.20 on January 15, 2026.

Customer alleges unsuitable investment recommendation. Activity dates 2021- March 2023,

There are Recent Customer Complaints with Broker Paul Fahey in Firm RBC Capital Markets, LLC

April 5, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paul Fahey (Fahey), currently associated with RBC Capital Markets, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Fahey recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $21,390.00 on February 06, 2026.

Alleged wrongdoing in distributing municipal bonds in less than whole lots to three beneficiaries of a TOD account after the death of the account holder

There are Recent Customer Complaints with Broker Candice Storm in Firm RBC Capital Markets, LLC

April 5, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Candice Storm (Storm), currently associated with RBC Capital Markets, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Storm recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $21,390.00 on February 06, 2026.

Alleged wrongdoing in distributing municipal bonds in less than whole lots to three beneficiaries of a TOD account after the death of the account holder

Broker Christopher Phillips in RBC Capital Markets, LLC Firm Has Customer Complaint

March 22, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Phillips (Phillips), currently associated with RBC Capital Markets, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Phillips recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $367,452.00 on November 06, 2020.

The claimant alleged he suffered a net loss of more than 65% of his Employee Pension IRA Account value due to the FA’s failure to properly diversify the account and by their discretionary purchase of single company stocks almost all in oil and gas or energy sectors that were not appropriate for the client’s objectives or risk tolerance.