Western International Securities Tag Archives

There are Recent Customer Complaints with Broker Timothy Augustin in Firm Western International Securities, INC.

July 27, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Augustin (Augustin), previously associated with Western International Securities, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Augustin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $180,000.00 on March 17, 2020.

Unsuitable Recommendations

There are Recent Customer Complaints with Broker John Koorey in Firm Western International Securities, INC.

July 27, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Koorey (Koorey), previously associated with Western International Securities, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Koorey recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $180,000.00 on March 17, 2020.

Unsuitable Recommendations

There are Recent Customer Complaints with Broker Brittney Sias in Firm Western International Securities, INC.

July 26, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brittney Sias (Sias), previously associated with Western International Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Sias recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $250,000.00 on March 19, 2020.

Unsuitable Recommendations

Broker Clement Chichester in Western International Securities, INC. Firm Has Customer Complaint

July 26, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Clement Chichester (Chichester), previously associated with Western International Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Chichester recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $250,000.00 on March 19, 2020.

Unsuitable Recommendations

There are Recent Customer Complaints with Broker Peter Steege in Firm Western International Securities, INC.

April 15, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Steege (Steege), previously associated with Western International Securities, INC., has at least 4 disclosable events. These events include 4 customer complaints, alleging that Steege recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $163,000.00 on January 20, 2021.

Unsuitability

There are Recent Customer Complaints with Broker John Egan in Firm Western International Securities, INC.

April 7, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Egan (Egan), previously associated with Western International Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Egan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on January 30, 2026.

Customer alleges the representative did not act in the best interest of the retail custoner when recommendinginvestment to the customer in February 2018

There are Recent Customer Complaints with Broker Sean Mahoney in Firm Western International Securities, INC.

February 22, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sean Mahoney (Mahoney), previously associated with Western International Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mahoney recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on April 12, 2021.

Breach of Contract

There are Recent Customer Complaints with Broker Bradley Mascho in Firm Western International Securities, INC.

February 15, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bradley Mascho (Mascho), previously associated with Western International Securities, INC., has at least 3 disclosable events. These events include 3 customer complaints, alleging that Mascho recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $125,000.00 on June 01, 2021.

Unsuitability

Broker Alfredo Yanes in Western International Securities, INC. Firm Has Customer Complaint

February 2, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alfredo Yanes (Yanes), previously associated with Western International Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Yanes recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on July 08, 2021.

Unsuitability

There are Recent Customer Complaints with Broker Jed Tinder in Firm Western International Securities, INC.

January 16, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jed Tinder (Tinder), previously associated with Western International Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Tinder recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on December 01, 2021.

Unsuitability