Articles Tagged with Morgan Stanley

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Blake Hilts (Hilts), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Hilts recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on June 04, 2026.

CLIENT ALLEGES THAT SHE DID NOT AUTHORIZE THE SALE OF TEN STOCKS IN HER ACCOUNT IN OCTOBER 2025

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Lee (Lee), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Lee recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $93,086.98 on June 01, 2026.

Customer alleges misrepresentation and unsuitable investment recommendation regarding a debt security investment. Activity dates 9.17.24 \\u2013 9.17.24.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Tracy Stines (Stines), previously associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Stines recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $15,200.00  on March 11, 2020.

The client alleged the FA did not follow his instructions to liquidate a mutual fund.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marc Ridell (Ridell), currently associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Ridell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on April 23, 2020.

Time frame:  Early 2017-Present   \<char_lb_r>\, \<char_lb_r>\, Allegations: Claimant’s counsel alleges unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker T Jackson (Jackson), currently associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Jackson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 22, 2020.

Client alleges that he did not authorize the establishment of a managed account or for trading to begin  2020  damages unspecified

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Carolina Medina (Medina), currently associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Medina recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 27, 2020.

Client alleges, inter alia, that purchases and concentration of hertz bonds in her portfolio were unsuitable. 2019 – 2020  damages unspecified

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gary Cecchett (Cecchett), currently associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Cecchett recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 28, 2020.

Client verbally alleged misrepresentation with respect to mutual fund investment  – March 2020.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Frederick Schiller (Schiller), previously associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Schiller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $250,000.00  on May 28, 2020.

Claimants allege, inter alia, unsuitability with respect to Puerto Rico municipal bonds investment  – May 2012 to May 2020

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Landon Marino (Marino), currently associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Marino recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 02, 2020.

Claimants allege, inter alia, unsuitability with respect to investments – July 2013 to April 2020

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Coffey (Coffey), currently associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Coffey recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 02, 2020.

Claimants allege, inter alia, unsuitability with respect to investments – July 2013 to April 2020

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