Morgan Stanley

There are Recent Customer Complaints with Broker Yahaira Felix in Firm Morgan Stanley

May 19, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Yahaira Felix (Felix), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Felix recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $34,439.38 on March 19, 2025.

Customer alleges misrepresentation regarding managed account investment fees. Activity dates 2.14.20 – 3.31.25.

There are Recent Customer Complaints with Broker Shalom Azar in Firm Morgan Stanley

May 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shalom Azar (Azar), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Azar recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 26, 2025.

Client alleges investment recommended by fa team was unsuitable 2024 damages unspecified

There are Recent Customer Complaints with Broker Alexander Fischman in Firm Morgan Stanley

May 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alexander Fischman (Fischman), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Fischman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 26, 2025.

Client alleges investment recommended by fa team was unsuitable 2024 damages unspecified

There are Recent Customer Complaints with Broker Adetomilola Adeyemo in Firm Morgan Stanley

May 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adetomilola Adeyemo (Adeyemo), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Adeyemo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 07, 2025.

Client alleged that his instructions to enter a limit order were not followed and his share was sold at the market at a price lower than he wanted April 2025

There are Recent Customer Complaints with Broker Brendan Cefalu in Firm Morgan Stanley

May 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brendan Cefalu (Cefalu), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Cefalu recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 14, 2025.

Claimant alleges, inter alia, that the trade executed in his account was unauthorized – March 2024

Broker Eric Kleiner in Morgan Stanley Firm Has Customer Complaint

May 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Kleiner (Kleiner), previously associated with Morgan Stanley, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Kleiner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 25, 2025.

Claimant alleged, inter alia, FA recommended outside investment strategy not authorized by the firm – Nov 2020 to March 2025

There are Recent Customer Complaints with Broker Michael Jawien in Firm Morgan Stanley

May 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Jawien (Jawien), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Jawien recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 05, 2024.

Allegations were made against the FA for unsuitable recommendations in October 2020

There are Recent Customer Complaints with Broker Nikolai Taylor in Firm Morgan Stanley

May 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nikolai Taylor (Taylor), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Taylor recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 02, 2024.

Heirs of the client allege unsuitable investments.

Broker James Moriarity in Morgan Stanley Firm Has Customer Complaint

May 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Moriarity (Moriarity), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Moriarity recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 21, 2024.

Claim alleges, inter alia, that the short hedge investment strategy he utilized while his account was at Morgan Stanley was not in his best interests. 1998-2004

There are Recent Customer Complaints with Broker Kenneth Maring in Firm Morgan Stanley

May 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenneth Maring (Maring), previously associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Maring recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on June 04, 2024.

Beginning in 2014, Claimants allege their Financial Advisors (FA) made unsuitable investment recommendations with regard to their long-term objectives and risk tolerance causing Claimants to suffer significant losses.