Morgan Stanley

There are Recent Customer Complaints with Broker Stephanie Brown in Firm Morgan Stanley

July 7, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephanie Brown (Brown), currently associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Brown recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 17, 2020.

Attorney for estate alleged, inter alia, that new FA team did not prevent conversion of funds by POA from accounts of now deceased client- 2013 to 2019

Broker Stephen Mills in Morgan Stanley Firm Has Customer Complaint

July 7, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Mills (Mills), previously associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Mills recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 17, 2020.

Attorney for estate alleged, inter alia, that new FA team did not prevent conversion of funds by POA from accounts of now deceased client- 2013 to 2019

There are Recent Customer Complaints with Broker Nason Bouche in Firm Morgan Stanley

July 5, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nason Bouche (Bouche), currently associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Bouche recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 31, 2020.

The customer alleges unauthorized trading on July 30, 2020.

There are Recent Customer Complaints with Broker Vladislav Madatov in Firm Morgan Stanley

July 4, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vladislav Madatov (Madatov), currently associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Madatov recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 14, 2020.

Client complained that the financial advisor failed to terminate the advisory accounts as instructed. (3/19/2019-1/27/2020)

There are Recent Customer Complaints with Broker John Berg in Firm Morgan Stanley

July 4, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Berg (Berg), currently associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Berg recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $300,000.00 on April 07, 2020.

Attorney alleged, inter alia, excessive trading with respect to investments in account – January 2018 thru December 2019.

There are Recent Customer Complaints with Broker Daniel Smith in Firm Morgan Stanley

June 30, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Smith (Smith), previously associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Smith recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on August 24, 2020.

Claimants alleges, inter alia, that investments sold to them were unsuitable – 8/1/2016 to 7/31/2020

Broker Blair Horne in Morgan Stanley Firm Has Customer Complaint

June 30, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Blair Horne (Horne), currently associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Horne recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $317,788.98 on August 19, 2020.

Plaintiff alleges, inter alia, failure to follow instructions with respect to liquidation of Stock Option – Feb 06, 2020 to Feb 07, 2020

There are Recent Customer Complaints with Broker Vladislav Madatov in Firm Morgan Stanley

June 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vladislav Madatov (Madatov), currently associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Madatov recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 14, 2020.

Client complained that the financial advisor failed to terminate the advisory accounts as instructed. (3/19/2019-1/27/2020)

Broker Lisa Corrado in Morgan Stanley Firm Has Customer Complaint

June 26, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lisa Corrado (Corrado), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Corrado recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 05, 2026.

Client alleges, inter alia, that fa’s recommendation to exchange annuity was not in her best’s interests 2025

Broker Joshua Westerman in Morgan Stanley Firm Has Customer Complaint

June 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joshua Westerman (Westerman), previously associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Westerman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $3,000,000.00 on June 06, 2026.

Claimant alleges, inter alia, that FA recommended outside investment security that was not approved by Morgan Stanley, resulting in losses \\u2014 2023