Morgan Stanley

Broker Benjamin Duckett in Morgan Stanley Firm Has Customer Complaint

June 4, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Benjamin Duckett (Duckett), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Duckett recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 19, 2026.

Client alleged, inter alia, that covered call option strategy implemented in his account was misrepresented leading to the loss of some of his shares that were called and the chance to participate in the appreciate of the stock

Broker Samuel Duckett in Morgan Stanley Firm Has Customer Complaint

June 4, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Samuel Duckett (Duckett), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Duckett recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 19, 2026.

Client alleged, inter alia, that covered call option strategy implemented in his account was misrepresented leading to the loss of some of his shares that were called and the chance to participate in the appreciate of the stock

Broker Jamie Duval in Morgan Stanley Firm Has Customer Complaint

June 1, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jamie Duval (Duval), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Duval recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $20,373.00 on April 13, 2026.

Client alleged that he would not have agreed to liqudiate his annuity held in a qualified plan to invest proceeds in a managed account if he had been advised that he would be subject to a 10% early withdrawal penalty 2025

Broker Blair Horne in Morgan Stanley Firm Has Customer Complaint

May 30, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Blair Horne (Horne), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Horne recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $317,788.98 on August 19, 2020.

Plaintiff alleges, inter alia, failure to follow instructions with respect to liquidation of Stock Option – Feb 06, 2020 to Feb 07, 2020

Broker Daniel Smith in Morgan Stanley Firm Has Customer Complaint

May 29, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Smith (Smith), previously associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Smith recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on August 24, 2020.

Claimants alleges, inter alia, that investments sold to them were unsuitable – 8/1/2016 to 7/31/2020

Broker Matthew Nance in Morgan Stanley Firm Has Customer Complaint

May 26, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Nance (Nance), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Nance recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on October 29, 2025.

Time Frame: January 5th, 2012 to February 24th, 2015\, \, What were the allegations against the individual: The firm settled a matter where the financial advisor failed to follow her instructions and placed her son as the annuitant on the contract instead of her. \,

Broker Jimmy Driggers in Morgan Stanley Firm Has Customer Complaint

May 21, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jimmy Driggers (Driggers), previously associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Driggers recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000,000.00 on March 04, 2026.

Claimant alleges, inter alia, that the investment strategy executed in the client’s account was unsuitable Apr 2008 – Mar 2021

Broker Christopher Phillips in Morgan Stanley Firm Has Customer Complaint

May 20, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Phillips (Phillips), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Phillips recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $9,712.00 on March 06, 2026.

Customer alleges unsuitable investments in February 2025.

There are Recent Customer Complaints with Broker Benjamin Sweeney in Firm Morgan Stanley

May 19, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Benjamin Sweeney (Sweeney), currently associated with Morgan Stanley, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Sweeney recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 10, 2026.

Client’s attorney alleges, inter alia, that municpal bond strategy implemented in the client’s account was not in their best interests 2024

Broker Michael Culleton in Morgan Stanley Firm Has Customer Complaint

May 19, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Culleton (Culleton), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Culleton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 10, 2026.

Claimant alleges, inter alia, that the investment strategy executed in the client’s account was unsuitable Dec 2000 – Sep 2021