Morgan Stanley

There are Recent Customer Complaints with Broker Daniel Smith in Firm Morgan Stanley

June 30, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Daniel Smith (Smith), previously associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Smith recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on August 24, 2020.

Claimants alleges, inter alia, that investments sold to them were unsuitable – 8/1/2016 to 7/31/2020

Broker Blair Horne in Morgan Stanley Firm Has Customer Complaint

June 30, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Blair Horne (Horne), currently associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Horne recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $317,788.98 on August 19, 2020.

Plaintiff alleges, inter alia, failure to follow instructions with respect to liquidation of Stock Option – Feb 06, 2020 to Feb 07, 2020

There are Recent Customer Complaints with Broker Vladislav Madatov in Firm Morgan Stanley

June 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vladislav Madatov (Madatov), currently associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Madatov recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 14, 2020.

Client complained that the financial advisor failed to terminate the advisory accounts as instructed. (3/19/2019-1/27/2020)

Broker Lisa Corrado in Morgan Stanley Firm Has Customer Complaint

June 26, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lisa Corrado (Corrado), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Corrado recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 05, 2026.

Client alleges, inter alia, that fa’s recommendation to exchange annuity was not in her best’s interests 2025

Broker Joshua Westerman in Morgan Stanley Firm Has Customer Complaint

June 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joshua Westerman (Westerman), previously associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Westerman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $3,000,000.00 on June 06, 2026.

Claimant alleges, inter alia, that FA recommended outside investment security that was not approved by Morgan Stanley, resulting in losses \\u2014 2023

There are Recent Customer Complaints with Broker Eric Kleiner in Firm Morgan Stanley

June 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Kleiner (Kleiner), previously associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Kleiner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $246,000.00 on June 01, 2026.

Claimant alleged, inter alia, FA recommended outside investment not authorized by the firm – Oct 2020 to March 2025.

There are Recent Customer Complaints with Broker Jeff Kramer in Firm Morgan Stanley

June 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeff Kramer (Kramer), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Kramer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $300,000.00 on April 07, 2020.

Attorney alleged, inter alia, excessive trading with respect to investments in account – January 2018 thru December 2019

There are Recent Customer Complaints with Broker John Berg in Firm Morgan Stanley

June 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Berg (Berg), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Berg recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $300,000.00 on April 07, 2020.

Attorney alleged, inter alia, excessive trading with respect to investments in account – January 2018 thru December 2019.

Broker Michael Burke in Morgan Stanley Firm Has Customer Complaint

June 16, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Burke (Burke), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Burke recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 26, 2026.

Client alleged that he did not authorize the establishment of a discretionary managed account or any of the trades that were made May 2026

Broker Scott Hammond in Morgan Stanley Firm Has Customer Complaint

June 14, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Hammond (Hammond), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Hammond recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 17, 2026.

Client complained about the fees he was being charged in his managed account and alleged that it was not in his best interest for the fees not to be lowered when accounts were inherited by new fa 2025-2026