Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Hammond (Hammond), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Hammond recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on April 17, 2026.
Client complained about the fees he was being charged in his managed account and alleged that it was not in his best interest for the fees not to be lowered when accounts were inherited by new fa 2025-2026