Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial advisor Eric Kleiner (Kleiner), currently associated with Morgan Stanley, has at least three disclosable events. These events include three customer complaints alleging that Kleiner recommended unsuitable investments in different investment products.
FINRA BrokerCheck shows a denied customer complaint with a damage request of $300,000 on July 13, 2023.
Client alleged recommendations to invest in Cannibas Securities were unsuitable for someone his age 2021.