Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Blair Horne (Horne), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Horne recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $317,788.98 on August 19, 2020.
Plaintiff alleges, inter alia, failure to follow instructions with respect to liquidation of Stock Option – Feb 06, 2020 to Feb 07, 2020