Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Benjamin Carmona (Carmona), currently associated with Realta Equities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Carmona recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on April 07, 2026.
Breach of written contract, breach of fiduciary duty, negligence and gross negligence, misrepresentations and omissions, violation of FINRA rules, violation of Texas Securities Act and federal securities laws, and violation of Best Interest Obligations.