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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Delsignore (Delsignore), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Delsignore recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $12,933.00  on March 18, 2020.

Client alleges his financial advisor failed to advise him that the client would have tax ramifications in distributing funds from his annuity into his individual account.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bradley Hyldahl (Hyldahl), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Hyldahl recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 19, 2020.

Time Frame: March 12, 2020 to March 19, 2020  \<char_lb_r>\, The client alleges his instructions to liquidate his securities were not followed. The alleged damages are estimated to be in excess of $5,000.00

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenneth Christie (Christie), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Christie recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 18, 2020.

Customer alleges Failure to follow instructions to not make investments in her Discretionary Managed Accounts

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Le Nguyen (Nguyen), previously associated with Farmers Financial Solutions, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Nguyen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 18, 2020.

Customer alleges the Variable Universal Life insurance policy she purchased in September 1996 was understand to provide a death benefit to both her and her mother and that the premium cost for the policy would stay the same however this was eventually found to be inaccurate as the premium costs have increased and the death benefit would only be received by the customer upon her mother’s passing.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker William Hanner (Hanner), currently associated with Valic Financial Advisors, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hanner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 20, 2020.

Client alleges advisor erroneously stated that her assets had been moved to the fixed account.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Curtis Carey (Carey), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Carey recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 19, 2020.

Customer alleges the recommendation to purchase a Variable Annuity in December 2014 was not in his best interest as this purchase was funded by a fixed life insurance policy loan, however the costs associated with the policy loan have outweighed any gains in the Variable Annuity policy.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ante Feric (Feric), previously associated with Pruco Securities, LLC., has at least one disclosable event. These events include one customer complaint, alleging that Feric recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,120.66  on March 18, 2020.

Client alleges misrepresentation regarding mutual fund investment. Activity dates 02/20/2020-02/20/2020.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Frank Hemmen (Hemmen), previously associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Hemmen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 18, 2020.

Client alleges that his fa sold a municipal bond in her account without her authorization. Damages unspecified, 2020

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ronald Reilly (Reilly), previously associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Reilly recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 18, 2020.

Clients complain that the financial Advisor confirmed their account had been liquidated when, in fact, it had not. (2/28/2020)

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Clement Chichester (Chichester), previously associated with Western International Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Chichester recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $250,000.00  on March 19, 2020.

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