Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Delsignore (Delsignore), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Delsignore recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $12,933.00 on March 18, 2020.
Client alleges his financial advisor failed to advise him that the client would have tax ramifications in distributing funds from his annuity into his individual account.