Articles Tagged with LPL Financial LLC

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Vetea Ribet (Ribet), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ribet recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,500,000.00 on May 25, 2021.

Customer alleges that an options strategy was unsuitable for the accounts at issue.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jack Godfrey (Godfrey), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Godfrey recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on June 01, 2021.

Claimants allege their financial professional recommended they invest in two Business Development Companies that were allegedly unsuitable for their investment portfolio.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Miller (Miller), currently associated with LPL Financial LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Miller recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $150,000.00 on June 02, 2021.

Claimant alleges RR made unsuitable recommendations. Claimant alleges unsuitability, failure to disclose risks, and breach of contract.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Raskin (Raskin), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Raskin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 07, 2021.

The customer alleges that unsuitable advice was rendered regarding a loan management account in February of 2020.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ron Purvines (Purvines), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Purvines recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 03, 2021.

Claimants allege that their registered representative recommended unsuitable investments.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Laurence Iannarelli (Iannarelli), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Iannarelli recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $250,000.00 on June 11, 2021.

Claimant alleges the representative recommended alternative investments that were unsuitable.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Henry Meyer (Meyer), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Meyer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 19, 2021.

Customer alleges that variable annuity investment was misrepresented as having no risk of loss, and sought reimbursement of loss of approximately $10,292 that was incurred when it was surrendered. Activity dates are 2/20/14 – 2/20/14

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Carrione (Carrione), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Carrione recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 28, 2021.

Claimants allege their former advisor made unsuitable trades in their managed accounts including investments in low priced securities and speculative companies. The Claimants further allege their advisor exacerbated the risk in their accounts by trading options and utilizing margin. They request unspecified damages.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Tornincaso (Tornincaso), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Tornincaso recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on June 28, 2021.

Claimant alleges unsuitable investment recommendations and inadequate supervision and due diligence from 01/2014 through 06/2021

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The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that Broker Patrick Cusick (Cusick), currently employed by LPL Financial LLC has been subject to at least one disclosable event. These events include one customer complaint. According to records kept by The Financial Industry Regulatory Authority (FINRA), Cusick’s most recent customer complaint alleges that Cusick recommended unsuitable investments in structured products and makes allegations concerning misconduct relating to the handling of the customer’s accounts.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $22,000.00 on September 18, 2025.

Claimant alleges misrepresentation associated with the purchase of a structured note which resulted in losses.

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295 Madison Ave #705
New York, NY 10017
Toll Free: 800-810-4262
3706 N Greenview Ave
#100
Chicago, IL 60613
28 Valley Rd
#1
Montclair, NJ 07042
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