Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alphonse Arminio (Arminio), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Arminio recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $13,922.00 on July 14, 2020.
Client has made allegations that the representative misstated investment risk and objectives.