Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ante Feric (Feric), previously associated with Pruco Securities, LLC., has at least one disclosable event. These events include one customer complaint, alleging that Feric recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,120.66 on March 18, 2020.
Client alleges misrepresentation regarding mutual fund investment. Activity dates 02/20/2020-02/20/2020.