Reg BI

There are Recent Customer Complaints with Broker Deetra Tesla in Firm Tcfg Wealth Management, LLC

May 19, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Deetra Tesla (Tesla), currently associated with Tcfg Wealth Management, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Tesla recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 11, 2026.

Claimant alleges that, at an unspecified time after September 2022, a former registered representative of the Firm recommended overconcentrated positions in unsuitable Delaware Statutory Trusts (‘DSTs’), which were designed to (and did) provide tax benefits in the form of delayed or avoided capital gains taxes following Claimant’s recent sale of real estate property. As to the registered representative and/or the Firm, Claimant asserts claims for breach of fiduciary duty, negligence, negligent supervision, fraud, breach of contract, violation of the Securities Exchange Act, and violation of the Florida Securities and Investor Protection Act. As to Ms. Tesla, Claimant asserts only a single claim for liability under the Securities Exchange Act, based solely on conclusory allegations of status as a ‘control person’ of the Firm.

Broker Richard Roberts in Tcfg Wealth Management, LLC Firm Has Customer Complaint

May 19, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Roberts (Roberts), currently associated with Tcfg Wealth Management, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Roberts recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 11, 2026.

Claimant alleges that, at an unspecified time after September 2022, a former registered representative of the Firm recommended overconcentrated positions in unsuitable Delaware Statutory Trusts (‘DSTs’), which were designed to (and did) provide tax benefits in the form of delayed or avoided capital gains taxes following Claimant’s recent sale of real estate property. As to the registered representative and/or the Firm, Claimant asserts claims for breach of fiduciary duty, negligence, negligent supervision, fraud, breach of contract, violation of the Securities Exchange Act, and violation of the Florida Securities and Investor Protection Act. As to Mr. Roberts, Claimant asserts only a single claim for liability under the Securities Exchange Act, based solely on conclusory allegations of status as a ‘control person’ of the Firm.

Broker Timothy Marshall in Quincy Wells Capital, LLC Firm Has Customer Complaint

May 19, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Marshall (Marshall), currently associated with Quincy Wells Capital, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Marshall recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 09, 2026.

Purchased DST as part of a 1031 tax-deferred exchange. Claimant alleges a lack of suitability and due diligence, breach of contract and fiduciary duty, among other claims. Purchase dates of investments include May 2, 2022, and May 31, 2022.

Broker Michael Culleton in Morgan Stanley Firm Has Customer Complaint

May 19, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Culleton (Culleton), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Culleton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 10, 2026.

Claimant alleges, inter alia, that the investment strategy executed in the client’s account was unsuitable Dec 2000 – Sep 2021

Broker Dory Adoracion Jacinto in LPL Enterprise, LLC Firm Has Customer Complaint

May 19, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dory Adoracion Jacinto (Jacinto), currently associated with LPL Enterprise, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Jacinto recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $9,807.47 on March 11, 2026.

Customer alleges unauthorized trade activity, and issues with unsuitable investments in February 2026.

Broker Norma Sepulveda in Morgan Stanley Firm Has Customer Complaint

May 19, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Norma Sepulveda (Sepulveda), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Sepulveda recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 11, 2026.

Claimant alleges, inter alia, unsuitability and poor recommendation in connection with the investment strategy implemented in the client’s account – Oct 2020 to Dec 2025.

There are Recent Customer Complaints with Broker Jackson Weinzatl in Firm the Huntington Investment Company

May 18, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jackson Weinzatl (Weinzatl), currently associated with the Huntington Investment Company, has at least one disclosable event. These events include one customer complaint, alleging that Weinzatl recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on March 13, 2026.

Clients allege that the RR did not properly follow their instructions to exchange part of their assets from a variable annuity contract to a new fixed annuity contract in December 2025, which caused tax ramifications.

Broker Ruben Benharrouch in Morgan Stanley Firm Has Customer Complaint

May 18, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ruben Benharrouch (Benharrouch), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Benharrouch recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 12, 2026.

Client alleges misrepresentation of certain private equity investments from November 2018 through January 2022.

Broker Gabriel Candea in Emerson Equity LLC Firm Has Customer Complaint

May 18, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gabriel Candea (Candea), currently associated with Emerson Equity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Candea recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $320,000.00 on March 11, 2026.

Breach of contract; violation of securities laws and Regulation Best Interest. Purchase made in or around 2022

Broker Robert Debbs in Morgan Stanley Firm Has Customer Complaint

May 18, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Debbs (Debbs), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Debbs recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 11, 2026.

The client alleges that registered representative failed to act in her best interest from September 2023 through September 2024 related to a change in share class.