Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Aly Mady (Mady), previously associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Mady recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $6,000.00 on March 17, 2020.
Client alleges financial advisor misrepresented the 529 plan investment options.