SagePoint Financial

There are Recent Customer Complaints with Broker Timothy Ridge in Firm Sagepoint Financial, INC.

April 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Ridge (Ridge), previously associated with Sagepoint Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Ridge recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on July 16, 2020.

It is alleged that customer’s investment in private fund was unsuitable

Broker Robert Denouden in Sagepoint Financial, INC. Firm Has Customer Complaint

April 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Denouden (Denouden), previously associated with Sagepoint Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Denouden recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 09, 2020.

The clients allege the investments purchased between 2003-2015 were illiquid and not suitable for them. In addition, the clients allege the product sponsor’s offerings were misrepresented. The client also alleges the firm was negligent and failed to conduct adequate due diligence.

Broker Norman Heyman in Sagepoint Financial, INC. Firm Has Customer Complaint

April 18, 2026 | by Staff Attorney

Previously financial advisor Norman Heyman (Heyman), previously employed by brokerage firm Sagepoint Financial, INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $80,000.00 on December 30, 2020.

Customer alleges a recommendation of a BDC investment was not suitable.

Broker Lisa Turbeville in Sagepoint Financial, INC. Firm Has Customer Complaint

March 22, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lisa Turbeville (Turbeville), previously associated with Sagepoint Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Turbeville recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $44,000.00 on November 06, 2020.

Customer alleges the representative made a recommendation that did not meet the clients’ needs and allegedly caused losses.

There are Recent Customer Complaints with Broker Patrick Harris in Firm Sagepoint Financial, INC.

February 18, 2026 | by Staff Attorney

Previously financial advisor Patrick Harris (Harris), previously employed by brokerage firm Sagepoint Financial, INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00 on May 04, 2021.

Misrepresentation of a BDC is alleged.

There are Recent Customer Complaints with Broker Ross Anderson in Firm Sagepoint Financial, INC.

February 15, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ross Anderson (Anderson), previously associated with Sagepoint Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Anderson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on June 01, 2021.

Claimants allege the representative recommended alternative investments that were unsuitable.

There are Recent Customer Complaints with Broker Justin Anderson in Firm Sagepoint Financial, INC.

February 15, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Justin Anderson (Anderson), previously associated with Sagepoint Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Anderson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on June 01, 2021.

Claimants allege the representative recommended alternative investments that were unsuitable.

There are Recent Customer Complaints with Broker Charles Dixon in Firm Sagepoint Financial, INC.

January 17, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Charles Dixon (Dixon), previously associated with Sagepoint Financial, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Dixon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $99,999.00 on November 18, 2021.

Claimant’s allegations include but are not limited to breach of fiduciary duty and negligence with regard to the sale of alternative investments.

Broker Delio Londono in Sagepoint Financial, INC. Firm Has Customer Complaint

November 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Delio Londono (Londono), previously associated with Sagepoint Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Londono recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $250,000.00 on April 14, 2022.

Claimant alleges that certain unnamed REITS and “direct participation programs were recommended to the client that were not in keeping with her investment objectives and needs, and that the risks and other characteristics of the investments were not fully explained.

There are Recent Customer Complaints with Broker Virgilio Cristobal in Firm Sagepoint Financial, INC.

November 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Virgilio Cristobal (Cristobal), previously associated with Sagepoint Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Cristobal recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 29, 2022.

Claimant alleges the RR recommended an unsuitable Oil & Gas investment.