MML Investors Services

Broker Scott Grove in MML Investors Services, LLC Firm Has Customer Complaint

June 17, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Grove (Grove), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Grove recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,001.00 on May 10, 2026.

The complainant alleges that the VUL policy that the registered representative recommended made no sense because the exchange from his Whole Life policy resulted in approximately $44,000 loss in cash value, a drop in death benefits from over $2.8 million with the Whole Life policy to only $1.7 million with the VUL, as well as a triggered tax liability.

Broker Joseph D’amore in MML Investors Services, LLC Firm Has Customer Complaint

June 13, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph D’amore (D’amore), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that D’amore recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on May 04, 2026.

It is alleged that in or around June/July of 2024, the rep recommended that the complainant liquidate her existing variable annuity based on information that May have been misrepresented, causing her to forfeit its guaranteed income benefit with a 6% income stream in favor of establishing a non-guaranteed investment portfolio with ongoing fees, expenses and annual taxation.

There are Recent Customer Complaints with Broker Jawed Aslam in Firm MML Investors Services, LLC

June 13, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jawed Aslam (Aslam), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Aslam recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $234,171.07 on April 30, 2026.

The complainant alleges that the VUL that was sold to her in 2010 was misrepresented by the rep, that the illustrations were physically altered and that there was an unauthorized collection of signed blank checks to make premium payments. It is alleged that 15 years of market opportunity was lost.

There are Recent Customer Complaints with Broker Juan Ramirez in Firm MML Investors Services, LLC

June 7, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Juan Ramirez (Ramirez), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ramirez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $34,858.92 on February 04, 2026.

The client alleges that when she was making the decision to consolidate variable annuities held at other companies, the representative did not properly disclose surrender charges and other expenses.

There are Recent Customer Complaints with Broker Ricardo Reguero Colon in Firm MML Investors Services, LLC

June 2, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ricardo Reguero Colon (Reguero Colon), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Reguero Colon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 11, 2026.

The complainant alleges that beginning in/and around December 2024, his wife and registered representative, who is his brother-in-law, colluded to misuse a purported springing Power of Attorney by falsely portraying him as incapacitated and facilitating unauthorized withdrawals, transfers, and beneficiary changes involving his annuities and brokerage accounts, resulting in financial loss.

There are Recent Customer Complaints with Broker Teresa Partain in Firm MML Investors Services, LLC

May 11, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Teresa Partain (Partain), previously associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Partain recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $414,869.00 on April 20, 2020.

Client alleges breach of fiduciary duty, negligence respondeat superior liability – noble and violation of ga uniform securities act 2008, for moving her investment in late 2018 and the calendar year of 2019 + loss of principal in the investment during that year.

Broker Robert Dunbar in MML Investors Services, LLC Firm Has Customer Complaint

May 2, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Dunbar (Dunbar), previously associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Dunbar recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $2,528,328.00 on June 10, 2020.

Customer alleges that RR Dunbar misrepresented and/or omitted material facts relating to the sale of a life insurance policy.

Broker Harrison Nathan in MML Investors Services, LLC Firm Has Customer Complaint

April 15, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Harrison Nathan (Nathan), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Nathan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on January 21, 2021.

The complainant alleges that beginning in or around 2012, his portfolio was churned when inappropriate transactions were made in an effort to maximize the rep’s commissions at his expense.

Broker Dinesh Saxena in MML Investors Services, LLC Firm Has Customer Complaint

April 9, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dinesh Saxena (Saxena), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Saxena recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on January 21, 2026.

The claimant alleges the variable annuity he purchased in February 2014 was mispresented and is unsuitable, highly risky, and speculative.

There are Recent Customer Complaints with Broker Kenneth Conway in Firm MML Investors Services, LLC

March 27, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kenneth Conway (Conway), currently associated with MML Investors Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Conway recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $14,000.00 on September 30, 2020.

It is alleged that the rep was involved in a matter where it was recommended that the customer purchase alternative investments in or around 2015, which were misrepresented as being conservative investments and were unsuitable.