Woodbury Financial Services Tag Archives

There are Recent Customer Complaints with Broker Stephen Fry in Firm Woodbury Financial Services, INC.

April 27, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Fry (Fry), previously associated with Woodbury Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Fry recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,300,000.00 on July 17, 2020.

Client alleged the representative utilized her funds for his own use and benefit.

Broker Anthony Abrams in Woodbury Financial Services, INC. Firm Has Customer Complaint

April 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Abrams (Abrams), previously associated with Woodbury Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Abrams recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $15,000.00 on August 07, 2020.

Customer alleges unauthorized trading of accounts.

Broker Raymond Ferro in Woodbury Financial Services, INC. Firm Has Customer Complaint

April 20, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Raymond Ferro (Ferro), previously associated with Woodbury Financial Services, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Ferro recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $600,000.00 on December 07, 2020.

Ferro was a subject of the customers’ complaint against his member firm that asserted the following causes of action: unsuitability; breach of fiduciary duty; negligence; negligent misrepresentation; intentional misrepresentation; negligent supervision, hiring and retention; and breach of contract.

Broker Richard Riggenbach in Woodbury Financial Services, INC. Firm Has Customer Complaint

March 29, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Riggenbach (Riggenbach), previously associated with Woodbury Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Riggenbach recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $262,000.00 on September 23, 2020.

Customers allege the representative made recommendations that did not meet the client’s needs and allegedly caused losses.

There are Recent Customer Complaints with Broker Peter David in Firm Woodbury Financial Services, INC.

February 13, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter David (David), previously associated with Woodbury Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that David recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $281,000.00 on June 14, 2021.

Claimant alleges the representative recommended an investment that was unsuitable.

There are Recent Customer Complaints with Broker Richard Allen in Firm Woodbury Financial Services, INC.

January 20, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Allen (Allen), previously associated with Woodbury Financial Services, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Allen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on October 22, 2021.

Claimants allege recommendations of certain alternative investments did not meet their needs and objectives; that adequate disclosures regarding the products were not made; and that the firm failed to conduct a diligent review of the product.

Broker Matthew Stahl in Woodbury Financial Services, INC. Firm Has Customer Complaint

November 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Stahl (Stahl), previously associated with Woodbury Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Stahl recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $90,000.00 on April 25, 2022.

The Claimant alleges, in 2008, her advisors sold her an unsuitable variable universal life insurance policy. She further alleges that her advisors did not properly disclose the cost and fees of the product.

There are Recent Customer Complaints with Broker Brian Marston in Firm Woodbury Financial Services, INC.

July 26, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Marston (Marston), previously associated with Woodbury Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Marston recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $150,000.00 on May 05, 2025.

Unsuitable alternative investments are alleged to have been recommended.

There are Recent Customer Complaints with Broker David Schauss in Firm Woodbury Financial Services, INC.

June 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Schauss (Schauss), previously associated with Woodbury Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Schauss recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on November 16, 2023.

Client alleges that variable universal life insurance policy was misrepresented at the time of purchase.

Broker Suzanne Charrin in Woodbury Financial Services, INC. Firm Has Customer Complaint

June 26, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Suzanne Charrin (Charrin), previously associated with Woodbury Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Charrin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $112,600.00 on November 21, 2023.

Claimants allege misrepresentation and unsuitable recommendations with regard to the sale of an alternative investment.