According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Spellman (Spellman), currently associated with Money Concepts Capital CORP, has at least one disclosable event. These events include one customer complaint, alleging that Spellman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $250,000.00 on October 18, 2023.
CLIENT IS ALLEGING TEXAS DECEPTIVE TRADE PRACTICES ACCOUNT AND CHAPTER 541 OF THE TEXAS INSURANCE CODE