Quincy Wells Capital

Broker Robert Boggess in Quincy Wells Capital, LLC Firm Has Customer Complaint

June 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Boggess (Boggess), currently associated with Quincy Wells Capital, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Boggess recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,738,509.00 on June 03, 2026.

Violation of federal securities laws, violation of Washington securities act, violation of Washington’s consumer protection act, violation of California securities laws, unfair, unlawful and fraudulent business practices, breach of contract, common law fraud, breach of fiduciary duty, negligence and gross negligence.

There are Recent Customer Complaints with Broker Scott Madura in Firm Quincy Wells Capital, LLC

June 16, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Madura (Madura), currently associated with Quincy Wells Capital, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Madura recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on May 20, 2026.

Claimants allege unsuitable and negligent alternative investment recommendation by Respondent Great Point Capital, acting through its registered representative Scott W. Madura. The alternative investment was purchased on August 5th, 2024. The allegations include a failure to conduct due diligence, unsuitable recommendations, deceptive business practices act, breach of contract, common law fraud, breach of fiduciary duty, violation of Michigan Uniform Securities Act/Michigan Consumer Protection Act, negligence and gross negligence.

Broker Peter Chernin in Quincy Wells Capital, LLC Firm Has Customer Complaint

June 13, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Chernin (Chernin), currently associated with Quincy Wells Capital, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Chernin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $815,678.00 on May 08, 2026.

Claimant alleges unsuitable and negligent alternative investment recommendations by Respondent Great Point Capital, acting through its registered representative Peter Chernin. Claimant made his first initial investment with Peter Chernin in or around 2018. The alternative investments were purchased on October 14, 2021 and August 23, 2022. The allegations include a violation of Regulation Best Interest, unsuitability, failure to conduct reasonable due diligence, failure to supervise, material misrepresentations and omissions, breach of fiduciary duty, over-concentration and failure to diversity, violation of Federal and State Securities Laws, common law fraud, negligence and gross negligence.

There are Recent Customer Complaints with Broker Robert Pecha in Firm Quincy Wells Capital, LLC

June 13, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Pecha (Pecha), currently associated with Quincy Wells Capital, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Pecha recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,295,643.00 on May 07, 2026.

Claimants allege unsuitable and negligent alternative investment recommendations by Respondent Great Point Capital, acting through its registered representative Robert Pecha. The alternative investments were purchased in 2023 on January 31, March 31, May 9, June 9 and August 15. The allegations include violation of Federal Securities Laws, violation of the New Jersey Uniform Securities Law, violation of the New York Consumers Protection Act, breach of contract, common law fraud, breach of fiduciary duty, negligence and gross negligence.

There are Recent Customer Complaints with Broker Curtis Sathre in Firm Quincy Wells Capital, LLC

June 4, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Curtis Sathre (Sathre), currently associated with Quincy Wells Capital, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Sathre recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $754,000.00 on March 20, 2026.

Claimants assert claims against Respondent, for, among other things, violation of\, Regulation Best Interest, 17 C.F.R. \\u00a7 240.15l-1 (“Reg BI”); unsuitable investment strategy and\, recommendations; failure to conduct adequate due diligence, material misrepresentations and\, omissions; violation of FINRA Rules, violation of federal and state securities laws, including\, violation of the California Corporations Code, Cal. Corp. Code \\u00a7 25401 and 25501; breach of\, fiduciary duty; common law fraud; negligence and gross negligence; and breach of contract.

There are Recent Customer Complaints with Broker Karl Suess in Firm Quincy Wells Capital, LLC

May 20, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Karl Suess (Suess), currently associated with Quincy Wells Capital, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Suess recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 09, 2026.

Purchased DST as part of a 1031 tax-deferred exchange. Claimant alleges a lack of suitability and due diligence, breach of contract and fiduciary duty, among other claims. Purchase dates of investments include May 2, 2022, and May 31, 2022.

Broker Robert Jones in Quincy Wells Capital, LLC Firm Has Customer Complaint

May 19, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Jones (Jones), currently associated with Quincy Wells Capital, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Jones recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $475,000.00 on March 09, 2026.

Purchased DST as part of a 1031 tax-deferred exchange. Claimant alleges a lack of suitability and due diligence, breach of contract and fiduciary duty, among other claims. Purchase date of the investment is February 28, 2023.

Broker Timothy Marshall in Quincy Wells Capital, LLC Firm Has Customer Complaint

May 19, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Timothy Marshall (Marshall), currently associated with Quincy Wells Capital, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Marshall recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on March 09, 2026.

Purchased DST as part of a 1031 tax-deferred exchange. Claimant alleges a lack of suitability and due diligence, breach of contract and fiduciary duty, among other claims. Purchase dates of investments include May 2, 2022, and May 31, 2022.