Articles Tagged with Robert Boggess

Broker Robert Boggess in Quincy Wells Capital, LLC Firm Has Customer Complaint

June 24, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Boggess (Boggess), currently associated with Quincy Wells Capital, LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Boggess recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,738,509.00 on June 03, 2026.

Violation of federal securities laws, violation of Washington securities act, violation of Washington’s consumer protection act, violation of California securities laws, unfair, unlawful and fraudulent business practices, breach of contract, common law fraud, breach of fiduciary duty, negligence and gross negligence.

Broker Robert Boggess in Great Point Capital LLC Firm Has Customer Complaint

April 6, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Boggess (Boggess), currently associated with Great Point Capital LLC, has at least one disclosable event. These events include one customer complaint, alleging that Boggess recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on February 04, 2026.

Purchased DST as part of a 1031 tax-deformed exchange. Claimant’s lack of suitability and due dilligence, break of contract and fidicuary duty.