Peter Chernin

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Chernin (Chernin), currently associated with Quincy Wells Capital, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Chernin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $815,678.00 on May 08, 2026.

Claimant alleges unsuitable and negligent alternative investment recommendations by Respondent Great Point Capital, acting through its registered representative Peter Chernin. Claimant made his first initial investment with Peter Chernin in or around 2018. The alternative investments were purchased on October 14, 2021 and August 23, 2022. The allegations include a violation of Regulation Best Interest, unsuitability, failure to conduct reasonable due diligence, failure to supervise, material misrepresentations and omissions, breach of fiduciary duty, over-concentration and failure to diversity, violation of Federal and State Securities Laws, common law fraud, negligence and gross negligence.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Chernin (Chernin), currently associated with Great Point Capital LLC, has at least one disclosable event. These events include one customer complaint, alleging that Chernin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on February 08, 2023.

Claimants claim certain investments were unsuitable for them and that that risks of the investments were not revealed despite written disclosures. Claim also states a lack of supervision, and a failure to perform due diligence by broker dealer. Transactions at issue were Section 1031 Exchanges. Occurrences were in 2019 and 2020. Mr. Chernin is alleged to have been the registered representative involved. He is not named as a respondent.

Articles Tagged with Peter Chernin

Broker Peter Chernin in Quincy Wells Capital, LLC Firm Has Customer Complaint

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