Curtis Sathre

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Curtis Sathre (Sathre), currently associated with Quincy Wells Capital, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Sathre recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $754,000.00 on March 20, 2026.

Claimants assert claims against Respondent, for, among other things, violation of\, Regulation Best Interest, 17 C.F.R. \\u00a7 240.15l-1 (“Reg BI”); unsuitable investment strategy and\, recommendations; failure to conduct adequate due diligence, material misrepresentations and\, omissions; violation of FINRA Rules, violation of federal and state securities laws, including\, violation of the California Corporations Code, Cal. Corp. Code \\u00a7 25401 and 25501; breach of\, fiduciary duty; common law fraud; negligence and gross negligence; and breach of contract.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Curtis Sathre (Sathre), currently associated with Great Point Capital LLC, has at least one disclosable event. These events include one customer complaint, alleging that Sathre recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on January 16, 2025.

Investment disputes from 2004 – 2009 that ended in FINRA DR 10-00507 for the defense with the defense’s costs and expert fees assessed against the investor and an expungement award for the broker.

Articles Tagged with Curtis Sathre

There are Recent Customer Complaints with Broker Curtis Sathre in Firm Quincy Wells Capital, LLC

There are Recent Customer Complaints with Broker Curtis Sathre in Firm Great Point Capital LLC