Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Pecha (Pecha), currently associated with Quincy Wells Capital, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Pecha recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,295,643.00 on May 07, 2026.
Claimants allege unsuitable and negligent alternative investment recommendations by Respondent Great Point Capital, acting through its registered representative Robert Pecha. The alternative investments were purchased in 2023 on January 31, March 31, May 9, June 9 and August 15. The allegations include violation of Federal Securities Laws, violation of the New Jersey Uniform Securities Law, violation of the New York Consumers Protection Act, breach of contract, common law fraud, breach of fiduciary duty, negligence and gross negligence.