Securities Lawyers Blog

Steward Partners Investment Solutions, LLC Securities Lawyers

October 29, 2026 | by Staff Attorney

The securities attorneys at Gana Weinstein LLP represent investors in their disputes with brokerage firms, such as Steward Partners Investment Solutions, LLC. Our firm can analyze your accounts and investments in order to determine if there was any broker misconduct in the handling of your accounts. Our analysis can reveal whether an investor has been a victim of misconduct such as unsuitable investments, unauthorized trading, excessive trading, or investment fraud.

Steward Partners Investment Solutions is the broker-dealer and investment advisory affiliate of Steward Partners, providing brokerage, portfolio management, and wealth management services to individual clients. Formerly Umpqua Investments, the Portland, Oregon based firm was acquired in 2020 by Steward Partners, an employee-owned wealth management firm founded in 2013 and headquartered in Stamford, Connecticut with about 80 offices.

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South Street Securities LLC Investment Attorney

October 29, 2026 | by Staff Attorney

Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as South Street Securities LLC. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.

South Street Securities is a broker-dealer that specializes in repurchase agreement and reverse repo financing for United States Treasury and agency mortgage-backed securities, along with equity finance and TBA hedging for mortgage originators. Founded in 2001 and based in New York City, the firm is the main operating subsidiary of South Street Securities Holdings, whose affiliates include Matrix Applications, South Street Capital Management, and GX2 Systems.

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William Blair Investment Attorney

October 29, 2026 | by Staff Attorney

The investment lawyers at Gana Weinstein LLP have experience helping investors determine whether their portfolio losses at investment firms, such as William Blair, were caused by broker misconduct. There are many different ways that your broker can impermissibly drain your accounts. Our attorneys can help you understand the cause of your investment losses, uncover misconduct, and apply the law to hold accountable those responsible.

William Blair is an investment banking, investment management, and private wealth management firm that provides advisory, capital raising, research, and trading services to corporations, institutions, and individuals. Founded in 1935 by William McCormick Blair and headquartered at 150 North Riverside Plaza in Chicago, the employee-owned firm operates more than 20 offices serving clients worldwide.

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J.W. Cole Financial, Inc. Investor Attorney

October 29, 2026 | by Staff Attorney

The law offices of Gana Weinstein LLP represents investors in investment disputes with their financial advisors or brokerage firms, such as J.W. Cole Financial, Inc.. Many investors do not recognize financial advisor misconduct when it happens, but there are steps that can be taken to recover investment losses. There are many different types of broker misconduct, including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.

J.W. Cole Financial is an independent broker-dealer and registered investment adviser that provides financial professionals with operational, product, compliance, and practice management support to serve their clients. Incorporated in Florida in 2002 and headquartered in Tampa, the firm supports affiliated financial professionals nationwide.

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Berkshire Global Advisors LP Investor Attorney

October 29, 2026 | by Staff Attorney

The securities attorneys at Gana Weinstein LLP represent investors in their disputes with brokerage firms, such as Berkshire Global Advisors LP. Our firm can analyze your accounts and investments in order to determine if there was any broker misconduct in the handling of your accounts. Our analysis can reveal whether an investor has been a victim of misconduct such as unsuitable investments, unauthorized trading, excessive trading, or investment fraud.

Berkshire Global Advisors is a specialist investment bank focused exclusively on mergers and acquisitions and strategic advisory for the financial services industry, including asset and wealth management, fundraising, and fintech, serving CEOs, business owners, and financial sponsors. Founded in 1983 and headquartered on Madison Avenue in New York, the firm has advised on more than 575 financial services transactions.

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Glendale Securities, Inc. Securities Attorney

October 29, 2026 | by Staff Attorney

We represent clients of financial advisors and brokerage firms in investment disputes against their firms, such as Glendale Securities, Inc.. Our services cover a wide spectrum of broker misconduct, including unsuitable investments, failure to supervise, and losses in various investment products. Our firm can analyze your brokerage accounts, determine the extent of your investment losses, and understand the issues and remedies available.

Glendale Securities is an introducing broker-dealer that handles agency and principal transactions in equities and mutual funds, conducts proprietary trading, sells mutual funds directly, and provides DTC eligibility services to securities issuers. Incorporated in California in 2002, the firm operates from locations in Sherman Oaks, California, New York, New York, and Coeur d’Alene, Idaho, and it has cleared its transactions through Wilson-Davis since 2018.

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Sun’s Brothers Securities Inc. Investment Attorney

October 29, 2026 | by Staff Attorney

Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as Sun’s Brothers Securities Inc.. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.

Sun’s Brothers Securities is a broker-dealer that provides non-discretionary brokerage services, executing client-directed trades in stocks, corporate, government, and municipal bonds, mutual funds, ETFs, options, and cash alternatives for individuals, families, trusts, estates, charities, and corporations. Incorporated in Hawaii in 2002 and individually owned, the firm is based in the Hawaii Kai area of Honolulu.

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BTIG, LLC Investment Attorney

October 29, 2026 | by Staff Attorney

We represent clients of financial advisors and brokerage firms in investment disputes against their firms, such as BTIG, LLC. Our services cover a wide spectrum of broker misconduct, including unsuitable investments, failure to supervise, and losses in various investment products. Our firm can analyze your brokerage accounts, determine the extent of your investment losses, and understand the issues and remedies available.

BTIG is a global financial services firm that specializes in institutional equity and fixed income sales and trading, investment banking, research, prime brokerage, and outsourced trading for institutional investors and corporations. Founded in 2002 in San Francisco, the firm operates in about 20 cities across the United States, Europe, Asia, and Australia and is a subsidiary of U.S. Bancorp following an acquisition agreed in 2026.

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Geneos Wealth Management, Inc.

October 29, 2026 | by Staff Attorney

The securities attorneys at Gana Weinstein LLP represent investors in their disputes with brokerage firms, such as Geneos Wealth Management, Inc.. Our firm can analyze your accounts and investments in order to determine if there was any broker misconduct in the handling of your accounts. Our analysis can reveal whether an investor has been a victim of misconduct such as unsuitable investments, unauthorized trading, excessive trading, or investment fraud.

Geneos Wealth Management is an independent broker-dealer and registered investment advisor that provides financial planning, consulting, asset management, referrals to third-party money managers, and brokerage services to individuals, high-net-worth clients, trusts, retirement plans, charities, and businesses. Founded in 2002 by George and Ross Diachok, the firm is headquartered in Centennial, Colorado and is wholly owned by GWM Holdings.

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Cim Securities, LLC

October 29, 2026 | by Staff Attorney

The securities lawyers at Gana Weinstein LLP represent investors who have been mistreated by their brokers and suffered investment losses. Our firm is experienced in bringing claims against brokerage firms, such as Cim Securities, LLC, to hold Wall Street responsible for their misconduct. When a client contacts our firm they can expect that our attorneys will have the knowledge and ability to evaluate the potential claims and analyze their trading activity for red flags of misconduct. Our consultations are designed to help provide clients with all available options.

CIM Securities is a broker-dealer that focuses on investment banking, raising private placement capital and placing public securities for issuers, and it also earns commissions on securities brokerage, mutual funds, variable annuities, and insurance products. Formed in Colorado in 2002 and based in Centennial, Colorado, the firm is wholly owned by Choice Investment Management and has supervised a New York City branch operating as Brookline Capital Markets.

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