Securities Lawyers Blog
We represent clients of financial advisors and brokerage firms in investment disputes against their firms, such as Glendale Securities, Inc.. Our services cover a wide spectrum of broker misconduct, including unsuitable investments, failure to supervise, and losses in various investment products. Our firm can analyze your brokerage accounts, determine the extent of your investment losses, and understand the issues and remedies available.
Glendale Securities is an introducing broker-dealer that handles agency and principal transactions in equities and mutual funds, conducts proprietary trading, sells mutual funds directly, and provides DTC eligibility services to securities issuers. Incorporated in California in 2002, the firm operates from locations in Sherman Oaks, California, New York, New York, and Coeur d’Alene, Idaho, and it has cleared its transactions through Wilson-Davis since 2018.
Glendale Securities, Inc. – By the Numbers: