Securities Lawyers Blog
The securities attorneys at Gana Weinstein LLP represent investors in their disputes with brokerage firms, such as Berkshire Global Advisors LP. Our firm can analyze your accounts and investments in order to determine if there was any broker misconduct in the handling of your accounts. Our analysis can reveal whether an investor has been a victim of misconduct such as unsuitable investments, unauthorized trading, excessive trading, or investment fraud.
Berkshire Global Advisors is a specialist investment bank focused exclusively on mergers and acquisitions and strategic advisory for the financial services industry, including asset and wealth management, fundraising, and fintech, serving CEOs, business owners, and financial sponsors. Founded in 1983 and headquartered on Madison Avenue in New York, the firm has advised on more than 575 financial services transactions.
Berkshire Global Advisors LP – By the Numbers:
- CRD #: 124180
- Regulatory Events: 1
- Broker Employees: 31
Berkshire Global Advisors LP – In the News:
FINRA v. Berkshire Global Advisors LP (Case #2020065207701) – From October 2019 through the present, Berkshire failed to establish, maintain, and enforce a supervisory system, including written supervisory procedures (WSPs), reasonably designed to supervise outside brokerage accounts. As a result, Berkshire violated FINRA Rules 3110 and 2010.
Gana Weinstein LLP has successfully litigated broker disputes through verdict or settlement. We represent both individuals and institutions throughout the country in FINRA arbitration, as well as commercial litigation in state and federal courts. Our consultations are both free and thorough and our securities litigation attorneys can help you uncover wrongful activity in your account.