Securities Lawyers Blog
The securities attorneys at Gana Weinstein LLP represent investors in their disputes with brokerage firms, such as Steward Partners Investment Solutions, LLC. Our firm can analyze your accounts and investments in order to determine if there was any broker misconduct in the handling of your accounts. Our analysis can reveal whether an investor has been a victim of misconduct such as unsuitable investments, unauthorized trading, excessive trading, or investment fraud.
Steward Partners Investment Solutions is the broker-dealer and investment advisory affiliate of Steward Partners, providing brokerage, portfolio management, and wealth management services to individual clients. Formerly Umpqua Investments, the Portland, Oregon based firm was acquired in 2020 by Steward Partners, an employee-owned wealth management firm founded in 2013 and headquartered in Stamford, Connecticut with about 80 offices.
Steward Partners Investment Solutions, LLC – By the Numbers: