Securities Lawyers Blog
The law offices of Gana Weinstein LLP represents investors in investment disputes with their financial advisors or brokerage firms, such as J.W. Cole Financial, Inc.. Many investors do not recognize financial advisor misconduct when it happens, but there are steps that can be taken to recover investment losses. There are many different types of broker misconduct, including breach of fiduciary duty, failure to supervise, misrepresentation, and churning. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.
J.W. Cole Financial is an independent broker-dealer and registered investment adviser that provides financial professionals with operational, product, compliance, and practice management support to serve their clients. Incorporated in Florida in 2002 and headquartered in Tampa, the firm supports affiliated financial professionals nationwide.
J.W. Cole Financial, Inc. – By the Numbers: